Ryan v. Valencia Gonzales
133 S. Ct. 696
| SCOTUS | 2013Background
- Gonzales, a Arizona death-row inmate, filed federal habeas after exhausting state remedies, while his counsel sought a stay arguing incompetence would prevent rational communication and aid.
- District Court denied a stay, finding Gonzales’ claims were record-based or legally resolvable without his input; Ninth Circuit granted mandamus staying proceedings pending a competency determination.
- Carter, an Ohio death-row inmate, sought competency determination and stayed proceedings; District Court found him incompetent to assist counsel and dismissed petition without prejudice with tolling.
- Sixth Circuit held that §4241 provides a statutory right to competence, permitting an indefinite stay for claims requiring the petitioner’s assistance; it remanded to stay those claims.
- Supreme Court granted certiorari to decide whether §3599 or §4241 creates a right to competence and a stay, and whether district courts have authority to stay habeas proceedings on incompetence grounds.
- Court reverses the Ninth and Sixth Circuits, holding §3599 and §4241 do not provide a right to stay for incompetence; discusses district court discretion and limits on stays.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Does §3599 provide a statutory right to competence and stay? | Gonzales argued §3599 implies a stay when incompetent to assist counsel. | Ryan argued §3599 does not create a stay right and is limited to appointment of counsel and related services. | No statutory right to stay; §3599 does not authorize stays for incompetence. |
| Does §4241 provide a statutory right to competence in habeas proceedings? | Carter argued §4241 grants competence rights in habeas actions and supports stays. | Carter argued §4241 applies to trial proceedings, not habeas; no competence right in habeas. | No statutory right to competence in habeas under §4241. |
| Are district courts empowered to stay capital habeas proceedings on incompetence grounds as an equitable matter? | Gonzales and Carter urged broad discretion to stay pending competence. | Courts should apply outer limits of stay discretion and avoid indefinite interruptions. | Stay authority is limited; indefinite stays are inappropriate; focus on outer limits of discretion. |
| How should courts treat record-based claims and potential new input from a incompetent petitioner? | Competence could aid with record-based or exhausted-merits claims. | Record-based review limits extrarecord evidence; AEDPA aims for finality and discourages delay. | For Gonzales, no stay where claims are record-based; for Carter, stays disfavored if they delay AEDPA finality. |
Key Cases Cited
- Rohan v. Woodford, 334 F.3d 803 (9th Cir. 2003) (cogent discussion on competence and right to counsel in habeas)
- Nash v. Ryan, 581 F.3d 1048 (9th Cir. 2009) (habeas competence on appeal)
- Rees v. Peyton, 384 U.S. 312 (1966) (death-row habeas; competence context post-petition withdrawal)
- Rees v. Superintendent of Va. State Penitentiary, 516 U.S. 802 (1995) (Rees III; competence and reformulation of proceedings)
- McFarland v. Scott, 512 U.S. 849 (1994) (right to counsel context and stay-ability in capital cases)
- Carter v. Bradshaw, 644 F.3d 329 (6th Cir. 2011) (6th Cir. held §4241 provides competence right in habeas context)
- Rhines v. Weber, 544 U.S. 269 (2005) (AEDPA stay limits to avoid indefinite delays; finality goal)
- Pinholster, 563 U.S. _ (2011) (AEDPA review limited to record before state court (note: official reporter citation not included here))
- Harrington v. Richter, 562 U.S. _ (2011) (use of highly deferential standards in §2254 review (no pin citation provided))
- Cooper v. Oklahoma, 517 U.S. 348 (1996) (competence and due process considerations separate from right to counsel)
