Ryan Black v. Amy Miller
678 F. App'x 505
| 9th Cir. | 2017Background
- Petitioner Ryan J. Black was convicted after a bench trial of participating in a shooting; the state court found he was either a principal or an aider and abettor present in the vehicle from which shots were fired.
- Black filed a habeas petition under 28 U.S.C. § 2254 claiming he received inadequate notice that the prosecution would rely on an aider-and-abettor theory, thus violating his Sixth Amendment and due process rights to prepare a defense.
- The preliminary hearing and trial record included testimony and evidence suggesting Black had been seen driving the car and had access to the car; multiple witnesses identified him as having driven or been in the vehicle.
- The California law principle that charging a defendant as a principal also charges him as an aider and abettor (Cal. Penal Code § 971; People v. Quiroz) was central to the court’s notice analysis.
- The district court denied habeas relief; Black appealed. He also sought to expand the Certificate of Appealability (COA) to include an uncertified claim challenging the sufficiency of the evidence supporting his aiding-and-abetting conviction.
- The Ninth Circuit affirmed: (1) Black received adequate notice of the aider-and-abettor theory, and (2) denied expansion of the COA because Black failed to make a substantial showing that a constitutional right was denied regarding sufficiency of the evidence.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Adequacy of notice of aider-and-abettor theory | Black: prosecution advanced aider-and-abettor theory without adequate notice, impairing his ability to prepare a defense | State: California charging rules and pretrial evidence (identifications, access to car) gave fair notice that aider-and-abettor liability was possible | Held: Notice was adequate; no Sixth Amendment/due process violation |
| Applicability of Sheppard precedent | Black: relied on Sheppard to argue lack of notice when theory arose late | State: Sheppard is a pre-AEDPA Ninth Circuit case and factually distinguishable; AEDPA confines relief to Supreme Court precedents | Held: Sheppard inapplicable under AEDPA and on the facts here |
| Sufficiency of the evidence (uncertified COA expansion) | Black: evidence did not prove guilt beyond a reasonable doubt as aider/abettor | State: trial judge’s credibility findings and circumstantial evidence support conviction | Held: COA not expanded; petitioner failed to show a substantial constitutional right denial |
| Deference on credibility and factual findings in habeas review | Black: asks federal review to reject state trial credibility findings | State: federal courts must defer to trial factfinder absent exceptional circumstances | Held: Federal habeas review must defer; no exceptional circumstances shown |
Key Cases Cited
- Kernan v. Hinojosa, 136 S. Ct. 1603 (recognizing AEDPA constraints on federal habeas relief)
- Woodford v. Visciotti, 537 U.S. 19 (discussing standards for federal habeas review)
- Early v. Packer, 537 U.S. 3 (AEDPA review principles)
- Williams v. Taylor, 529 U.S. 362 (clearly established federal law standard under AEDPA)
- Sheppard v. Rees, 909 F.2d 1234 (Ninth Circuit decision on notice; held inapplicable here)
- Snyder v. Louisiana, 552 U.S. 472 (trial-court credibility determinations and deference on habeas review)
- United States v. Nevils, 598 F.3d 1158 ( Ninth Circuit en banc on deference to trial factfinder )
- Ngo v. Giurbino, 651 F.3d 1112 (circumstantial evidence and inferences can support conviction)
