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Russell v. State
518 S.W.3d 674
Ark.
2017
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Background

  • Steven Russell was convicted of capital murder; sentence: life without parole plus 15-year firearm enhancement. Direct appeal affirmed. (Russell v. State, 2013 Ark. 369.)
  • Russell filed a Rule 37.1 postconviction petition alleging ineffective assistance of trial counsel under Strickland v. Washington.
  • Key factual focus: Russell advanced a PTSD-based defense; three expert reports (including Dr. Ronald Faupel and Dr. James R. Moneypenny) discussed a prior battery (broken-jaw incident) and subsequent mental-health treatment.
  • The jury saw unredacted medical records that mentioned the prior battery; the court had previously prohibited 404(b) evidence of the prior battery for character-purpose use.
  • A prosecution rebuttal evaluation by Dr. Bradley Diner concluded Russell was not mentally incapacitated by PTSD; Russell challenges both the admission of Diner’s testimony and the manner of trial court communications with the jury during deliberations.

Issues

Issue Plaintiff's Argument (Russell) Defendant's Argument (State) Held
Admission of unredacted medical records mentioning prior battery Counsel was ineffective for allowing records to go to jury; prejudicial under Strickland Records were medically relevant to Russell’s PTSD defense and cumulative; admissible for that non-character purpose No deficient prejudice shown; admissible and cumulative, no Strickland prejudice — claim denied
Failure to preserve objection to State obtaining Dr. Diner after Faupel found incapacitation Counsel ineffective for not preserving the argument that the State should not have gotten Dr. Diner’s evaluation The narrow procedural complaint (failure to preserve below) was not raised below and thus not cognizable in this postconviction proceeding Court did not address the unpreserved argument; postconviction court’s denial not clearly erroneous; appellate review of that claim refused
Motion for mistrial lacked stated grounds after jury note about deliberations (Friday/night issue) Counsel ineffective for failing to state grounds for mistrial; jury note coerced continuation over weekend Communication was a routine solicit to continue deliberating after rest; mistrial is drastic and unlikely warranted; no reasonable probability of different result No Strickland prejudice; counsel’s failure would not have produced mistrial; claim denied
Challenge to admissibility/validity of Dr. Diner’s PTSD opinions (scientific basis) Diner’s opinions fall outside accepted science; trial court erred in admitting them Challenge is trial error (evidentiary); must be raised at trial or on direct appeal, not in Rule 37.1 collateral attack Treated as trial error, not proper in Rule 37.1 collateral proceeding; court declines to consider it

Key Cases Cited

  • Strickland v. Washington, 466 U.S. 668 (1984) (two-prong test for ineffective assistance: deficient performance and prejudice)
  • Adkins v. State, 2015 Ark. 336 (standard of review for Rule 37.1 petitions is clear-error)
  • Russell v. State, 2013 Ark. 369 (direct appeal affirming conviction; addressed PTSD sufficiency claims)
  • Moore v. State, 355 Ark. 657 (discussing mistrial as an extreme and drastic remedy)
  • Walker v. State, 276 Ark. 434 (permitting jury instructions that encourage verdicts and continued deliberation)
Read the full case

Case Details

Case Name: Russell v. State
Court Name: Supreme Court of Arkansas
Date Published: May 11, 2017
Citation: 518 S.W.3d 674
Docket Number: CR-16-940
Court Abbreviation: Ark.