926 F.3d 1102
9th Cir.2019Background
- Royce Gouveia was tried in Hawaii for manslaughter; after evidence and closing arguments the jury retired and sent a note saying it had reached a verdict, then a second note expressing safety concerns about a menacing man seen on the prosecution side of the courtroom.
- The court individually questioned jurors; all twelve said the man did not affect their individual votes, though some reported fear and one suggested others may have been impacted.
- The prosecution moved for a mistrial; the court granted the mistrial over Gouveia’s objection, finding "manifest necessity" because the verdict was allegedly tainted; the verdict form (later unsealed) showed a unanimous not-guilty vote.
- Hawaii appellate courts affirmed the mistrial as supported by the trial court’s finding that the presumption of prejudice could not be overcome beyond a reasonable doubt.
- Gouveia filed a federal habeas petition under 28 U.S.C. § 2241; the district court granted relief, concluding there was no manifest necessity and retrial would violate double jeopardy.
- The Ninth Circuit affirmed: §2241 petitions are not barred by Rooker–Feldman, and the mistrial lacked manifest necessity so retrial would violate the Double Jeopardy Clause.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Rooker–Feldman bars a §2241 habeas petition challenging a state-court mistrial | Gouveia: Rooker–Feldman does not apply to habeas under §2241; habeas is a separate statutory grant | State: Rooker–Feldman prevents district-court review of state-court decisions and thus bars §2241 here | Held: Rooker–Feldman inapplicable; §2241 confers jurisdiction for pretrial double-jeopardy habeas claims |
| Whether the trial court had "manifest necessity" to declare a mistrial (Double Jeopardy) | Gouveia: Jurors uniformly said their votes were unaffected; alternatives to mistrial existed; verdict not final — retrial would violate double jeopardy | State: Safety concerns of jurors and potential juror taint justified mistrial; trial court properly exercised discretion | Held: No manifest necessity. Trial court failed to adequately consider less drastic alternatives and gave insufficient reason to discard the jury’s (nonfinal) verdict; retrial would violate Double Jeopardy |
Key Cases Cited
- Rooker v. Fid. Tr. Co., 263 U.S. 413 (statutory bar on district-court appellate review of state-court final judgments)
- D.C. Ct. App. v. Feldman, 460 U.S. 462 (same)
- Exxon Mobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280 (Rooker–Feldman as statutory doctrine and habeas exception)
- Gruntz v. County of Los Angeles (In re Gruntz), 202 F.3d 1074 (9th Cir. en banc) (habeas not precluded by Rooker–Feldman)
- Stow v. Murashige, 389 F.3d 880 (9th Cir.) (§2241 proper vehicle for pretrial double-jeopardy challenges)
- Arizona v. Washington, 434 U.S. 497 (manifest necessity standard and deference framework)
- United States v. Perez, 22 U.S. (9 Wheat.) 579 (origin of "manifest necessity" rule)
- United States v. Jorn, 400 U.S. 470 (balancing defendant's valued right against public interest)
- Blueford v. Arkansas, 566 U.S. 599 (preliminary jury indications lack finality for acquittal purposes)
