748 F.3d 813
8th Cir.2014Background
- Routy Abernathy was convicted by an Arkansas jury of raping two minor nieces (ages 10 and 11) based largely on the victims' testimony; there was no physical evidence and the victims initially denied the assaults.
- A prior uncharged victim (M.S.) testified under Arkansas's pedophile-exception to Rule 404(b); a physician assistant (Cheryl Green) examined M.S. and found no physical evidence.
- During cross-examination Green was asked and said she believed M.S.; defense counsel did not object to the vouching question/answer despite a pretrial motion in limine barring testimony on witness credibility.
- In opening statement defense counsel told the jury he would not call Abernathy to testify unless he believed the State had proven its case beyond a reasonable doubt; Abernathy nevertheless testified at trial and denied the allegations.
- Abernathy exhausted state remedies (direct appeal and Rule 37 post-conviction relief) and then filed a 28 U.S.C. § 2254 habeas petition alleging ineffective assistance of counsel on four grounds; the district court dismissed the petition but granted a certificate of appealability on two issues (expert vouching; opening-statement remark).
- The Eighth Circuit affirmed, applying AEDPA deference together with Strickland’s ineffective-assistance framework and finding the state-court rulings were neither unreasonable applications of federal law nor unreasonable fact determinations.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Counsel ineffective for failing to object to expert vouching for M.S. | Abernathy: failure to object allowed improper credibility vouching that prejudiced the jury. | State/Arkansas courts: jurors were instructed they decide witness credibility; counsel challenged credibility in closing; no prejudice shown. | Court held: no Strickland prejudice; state court reasonably applied law; habeas denied. |
| Counsel ineffective for telling jury in opening that defendant would not be called unless state proved case, then defendant testified | Abernathy: remark effectively conceded proof and prejudiced his defense. | State/Arkansas courts: statement was tactical (to defuse jury animus); opening statements are not evidence; no prejudice. | Court held: no Strickland prejudice; state court’s conclusion was reasonable; habeas denied. |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (1984) (two-prong test for ineffective assistance of counsel: deficient performance and prejudice)
- Williams v. Taylor, 529 U.S. 362 (2000) (framework for § 2254 review under AEDPA and application of Strickland)
- Cullen v. Pinholster, 563 U.S. 170 (2011) (limits on federal habeas review of state-court decisions under AEDPA)
- Engesser v. Dooley, 457 F.3d 731 (8th Cir. 2006) (curative effect of jury instruction where witness vouching occurred)
- Oleson v. Class, 164 F.3d 1096 (8th Cir. 1999) (expert testimony about child-victim credibility did not render trial fundamentally unfair)
- Adesiji v. State of Minnesota, 854 F.2d 299 (8th Cir. 1988) (in § 2254 context, expert testimony on child-victim trustworthiness did not require reversal)
