903 F. Supp. 2d 859
N.D. Cal.2012Background
- Seth Rosenfeld sued DOJ and FBI under FOIA seeking disclosure of documents; settlement on Jan 12, 1996 required reprocessing/release and retained court jurisdiction to enforce compliance; settlement preserved Rosenfeld’s right to seek attorney fees and costs for all work in these cases and subsequent phases.
- FBI released substantial records post-settlement (over 300,000 pages; >$1M processing costs) and Rosenfeld pursued challenges to compliance starting Sept 25, 2006.
- Court ordered additional searches and a protocol for locating/producing abstract cards; Rosenfeld substantially prevailed on 2006 challenges, leading to more productions (41,373 records) through 2010.
- Final judgment dismissing consolidated cases with prejudice entered March 16, 2012; Rosenfeld moved for attorney’s fees/costs under FOIA and the settlement agreement, seeking $167,718.32 (including fees for preparing the motion).
- FBI opposed fees arguing the settlement restricted recovery to post-2006 proceedings and that hours/costs were not reasonable; court conducted a lodestar analysis and deducted nonrecoverable monitoring time, vague entries, and inflated fees, ultimately awarding $107,242.15 plus costs.
- Court concluded Rosenfeld was eligible and entitled to fees, weighed four Long factors in his favor, and adjusted hours and rates to arrive at the final award.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Scope of fee recovery under the settlement agreement | Settlement does not waive entitlement to further fees; covers all subsequent phases. | Recovery limited to post-2006 proceedings under the agreement. | Eligible and entitled to fees for post-settlement work that Rosenfeld substantially prevailed in. |
| Whether monitoring/compliance time is recoverable | Monitoring of FBI compliance should be recoverable as related to the case. | Monitoring hours are not recoverable absent express contract or FOIA eligibility. | Monitoring hours not recoverable under FOIA or the Settlement; adjust lodestar accordingly. |
| Reasonableness of hours and billing practices | Hours were reasonably expended; billing records sufficiently detailed. | Hours include non-litigative monitoring, vague entries, and duplication; adjust. | Apply 10% overall haircut for inefficiencies; disallow Phase II monitoring hours; reduce Phase I by 10% for monitoring; adjust for billing vagueness. |
| Entitlement to fees under FOIA Long factors | Public benefit and journalist/public-interest objectives support fee award; commercial/private benefit weighs against award but is outweighed by public interest. | FOIA fees should reflect limited public-benefit and agency’s reasonable positions. | All four Long factors weigh in plaintiff’s favor; entitlement established. |
| Calculation of lodestar and final award | Lodestar based on claimed hours and rates; reasonable rates supported by market data. | Rates and hours inflated; need rigorous reduction. | Initial lodestar reduced via Phase I/II adjustments and a 30% cut for fees-on-fees; final award $105,166.32 + costs $2,075.83; court grants $107,242.15 total. |
Key Cases Cited
- Church of Scientology of California v. U.S. Postal Serv., 700 F.2d 486 (9th Cir. 1983) (two-step FOIA fee eligibility and entitlement framework; strong court discretion in awarding fees)
- Long v. U.S. IRS, 932 F.2d 1309 (9th Cir. 1991) (four-factor test guiding entitlement after eligibility)
- Prison Legal News v. Schwarzenegger, 608 F.3d 446 (9th Cir. 2010) (monitoring settlement-compliance fees may be recoverable under certain statutes)
- Chalmers v. City of Los Angeles, 796 F.2d 1205 (9th Cir. 1986) (district court may adjust lodestar for overstaffing/inefficiencies)
- Blum v. Stenson, 465 U.S. 886 (1984) (establishes market-rate standard for hourly fees in lodestar)
- Brown v. Sullivan, 916 F.2d 492 (9th Cir. 1990) (fee-on-fees recoveries permissible when reasonable)
- Miller v. U.S. Dept. of State, 779 F.2d 1378 (8th Cir. 1985) (administrative inefficiency not a basis to deny FOIA fees; cost shifting principles)
