Rosen v. Saratoga Springs City
288 P.3d 606
Utah Ct. App.2012Background
- Rosen, a Saratoga Springs police corporal, was demoted to top step officer after a pants-dropping incident at the department.
- Internal affairs opened; Sergeant Cole instructed Rosen to have only professional contact with Clerk until the investigation concluded.
- Rosen sent a circus ticket to Clerk and entered her in a River Dance giveaway, actions Rosen argues were not prohibited by the orders.
- Chief Hicken issued a verbal reprimand and later ordered professional contact only; subsequent incidents prompted further investigation.
- Board of the City Employee Appeals upheld the demotion; the court vacates and remands for more precise findings on material issues.
- Key issues include substantial evidence, proportionality/consistency of discipline, admissibility of missing recording, and pre-hearing board conduct.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Was there substantial evidence Rosen violated orders? | Rosen asserts no explicit order to restrict all contact beyond professional; he complied. | Board found a professional-contact order was given on Jan 19 and was violated by ticket and giveaway. | Yes; substantial evidence supports the professional-contact order. |
| Did the Board rely on incorrect findings about the number of orders? | Board implied multiple orders restricting contact beyond professional; actual record shows two orders. | Board credibility resolves conflicts; findings support conduct constituting insubordination. | Findings were inconsistent; vacate and remand for correct findings on orders. |
| Did the Board adequately address proportionality and consistency? | Board failed to consider disciplinary history and consistency with other cases. | Board's proportionality finding was supported by evidence; no explicit consistency ruling. | Remand for explicit consistency findings; proportionality supported, but not clearly articulated. |
| Was the adverse-inference denial error or within discretion? | City's failure to preserve recording warrants adverse inference against City. | Existing testimony suffices; adverse inference not required; best-evidence rule not triggered here. | No abuse of discretion; adverse inference not required. |
Key Cases Cited
- Lucas v. Murray City Civil Serv. Comm’n, 949 P.2d 746 (Utah Ct. App. 1997) (substantial evidence and findings must be adequate for review)
- Roods v. Roods, 645 P.2d 640 (Utah 1982) (best evidence rule not applicable to independent witness testimony)
- Adams v. Board of Review of the Indus. Comm’n, 821 P.2d 1 (Utah Ct. App. 1991) (remand for adequate findings when agency lacks factual articulation)
- Salt Lake City Corp. v. Salt Lake City Civil Serv. Comm’n, 908 P.2d 871 (Utah Ct. App. 1995) (consistency and proportionality considerations in agency decisions)
- Harmon v. Ogden City Civil Serv. Comm’n, 171 P.3d 474 (Utah Ct. App. 2007) (abuse of discretion review standard for agency actions)
