Rosemond v. United States
134 S. Ct. 1240
| SCOTUS | 2014Background
- Rosemond was charged with violating §924(c) (us[ing] or carr[ying] a firearm) in relation to a drug trafficking crime, with alternative aiding-and-abetting theory under §2.
- The shooter’s identity was disputed; the Government contended Rosemond aided and abetted a §924(c) crime through advance knowledge that a confederate would use a firearm and active participation in the drug deal.
- District Court instructed the jury that aiding and abetting under §2 required either knowing the cohort used a firearm and knowingly and actively participated in the drug trafficking, which Rosemond challenged.
- At trial, witnesses described Perez’s drug sale to Gonzales and Painter, a gun was fired during the attempt to rob the buyers, and police stopped the car.
- The Tenth Circuit affirmed, rejecting Rosemond’s argument that the aiding-and-abetting instructions were erroneous, and the case was then granted certiorari to resolve the circuit conflict.
- The Supreme Court held that aiding and abetting a §924(c) offense requires active participation in the underlying crime with advance knowledge that a confederate will use or carry a gun; the district court’s instruction was erroneous for not requiring advance knowledge and the case was remanded.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| What is the required mens rea and conduct for aiding and abetting §924(c)? | Rosemond argues the government must prove explicit action to facilitate the gun use. | United States argues knowledge that a firearm would be used and active participation in the crime suffices. | Aiding and abetting requires (1) affirmative act and (2) intent to facilitate the full §924(c) crime with advance knowledge of a firearm. |
| Did the trial court's instruction properly require advance knowledge of a firearm for aiding and abetting §924(c)? | Rosemond contends the instruction omitted time to withdraw and thus failed the advance-knowledge requirement. | United States contends the instruction captured foreknowledge through its two-part test. | The instruction was erroneous for not directing advance knowledge; remand for proper instruction. |
Key Cases Cited
- United States v. Johnson, 319 U.S. 503 (Supreme Court, 1943) (aiding and abetting liability extends beyond participation in every element)
- Pereira v. United States, 347 U.S. 1 (Supreme Court, 1954) (knowledge that confederate would take care of the mailing)
- Bozza v. United States, 330 U.S. 160 (Supreme Court, 1947) (aiding and abetting with knowledge of the scheme's scope)
- Nye & Nissen v. United States, 336 U.S. 613 (Supreme Court, 1949) (to aid and abet, must participate in the venture with intent to bring about its success)
- Rodriguez-Moreno, 526 U.S. 275 (Supreme Court, 1999) (crime consists of underlying offense plus firearm use; aiding/abetting can involve either element)
- Central Bank of Denver, N.A. v. First Interstate Bank of Denver, N.A., 511 U.S. 164 (Supreme Court, 1994) (two-component framework for aiding and abetting liability)
- United States v. Sigalow, 812 F.2d 783 (2d Cir. 1987) (accomplice liability not required to prove participation in each element)
- Arias-Izquierdo v. United States, 449 F.3d 1168 (11th Cir. 2006) (government need not prove participation in every element)
- Woods v. United States, 148 F.3d 843 (7th Cir. 1998) (accomplice liability for aiding and abetting not require every element)
