Ronald Pak Zern v. State of Florida
191 So. 3d 962
| Fla. Dist. Ct. App. | 2016Background
- Appellant Ronald Pak Zern was convicted of aggravated assault, aggravated battery on a person 65 or older, improper exhibition of a firearm, and tampering with evidence.
- Counsel requested a psychological evaluation; the first psychologist recommended consideration of incompetence.
- The State moved for a second evaluation; the court ordered it despite Appellant personally stating he was competent and opposing a second exam (counsel did not join Appellant’s statement).
- The second psychologist found Appellant competent; a third psychologist was later appointed after conflicting opinions and also found Appellant competent.
- At the competency hearing, defense counsel stipulated to competence and the State requested to proceed; the court declared Appellant competent without (1) announcing an independent factual finding on the record or (2) receiving testimony from the experts, despite their presence.
- The First DCA held that the trial court failed to make the required independent competency finding and reversed, ordering a retroactive competency determination or a new trial if retrospective determination is not possible or finds incompetence.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the trial court erred by failing to make an independent competency finding after expert reports conflicted | Zern argued the court must independently determine competence at the competency hearing and cannot rely on stipulation or unexamined reports | State argued expert reports and defense counsel’s stipulation supported finding competence and proceeding | Court held the trial court committed fundamental error by not making an independent competency finding and reversed for retroactive determination or new trial as required |
| Whether the court erred by ordering a second psychological evaluation over Appellant’s on-the-record protest (when first evaluator recommended possible incompetence) | Zern contended the court should not have ordered additional evaluations after Appellant personally asserted competence | State maintained that a second evaluation was appropriate given conflicting expert opinions and counsel had not joined Appellant’s personal statement opposing evaluation | Court found no distinct reversible error in ordering the additional evaluation; appointment of further evaluators was not improper given conflict among experts |
Key Cases Cited
- Dougherty v. State, 149 So. 3d 672 (Fla. 2014) (court must make independent competency finding; reports advisory only)
- Drope v. Missouri, 420 U.S. 162 (U.S. 1975) (due process protects against trial while incompetent)
- Fowler v. State, 255 So. 2d 513 (Fla. 1971) (court may decide competence on reports if parties and court agree)
- McCray v. State, 71 So. 3d 848 (Fla. 2011) (expert reports are advisory; trial court must independently assess competency)
- Mason v. State, 489 So. 2d 734 (Fla. 1986) (retroactive competency determinations possible when contemporaneous witnesses available)
- Brooks v. State, 180 So. 3d 1094 (Fla. 1st DCA 2015) (once reasonable grounds exist, court must hold competency hearing)
