2022 MSPB 39
MSPB2022Background
- In October 2014 DHS issued a decision notice suspending Requena for 30 days and changing her position from Chief Supervisory CBP Officer to Supervisory CBP Officer; the notice explained appeal rights including election among a Board appeal, a negotiated grievance, or OSC corrective action.
- At the time the notice issued Requena had a pending OSC whistleblower reprisal complaint; she asked OSC to include the suspension/change in position in that complaint and OSC treated it as part of the ongoing matter and obtained an informal stay.
- The stay ended in September 2015, Requena filed a Board appeal under 5 U.S.C. § 7701 (Oct. 7, 2015) contesting the suspension/position change but did not raise a whistleblower reprisal claim in that filing.
- After OSC closed its matter, Requena filed an individual right of action (IRA) appeal with the Board alleging whistleblower reprisal (Aug. 8, 2016); the administrative judge temporarily joined the appeals.
- The AJ dismissed the § 7701 appeal for lack of Board jurisdiction, concluding Requena had made a prior, binding election to pursue OSC corrective action and thus could only proceed via an IRA.
- On review the Board vacated the initial decision and remanded, directing the AJ to first determine whether Requena is a “supervisor or management official” (excluded from the chapter 71 definition of “employee” and thus from the § 7121(g) election-of-remedies rules); if not, proceed with jurisdictional and merits adjudication.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Applicability of § 7121(g) election-of-remedies to this appeal | Requena: she is a supervisor/management official and therefore not subject to § 7121(g) limitations | DHS: Requena first sought OSC corrective action, so § 7121(g) bars a full § 7701 appeal and limits subsequent Board review to an IRA | Vacated AJ decision and remanded for determination whether Requena is a supervisor/management official; if she is, § 7121(g) does not apply; if not, consider election-of-remedies effects |
| Proper interpretation of 5 C.F.R. § 1209.2(d) (Board regulation implementing § 7121(g)) | Requena: regulation must be read consistent with chapter 71’s narrower definition of “employee” (5 U.S.C. § 7103(a)) | DHS: regulation applies to individuals who seek OSC corrective action regardless of supervisory status | Board: regulation must be interpreted as applying only to individuals who meet the chapter 71 definition of “employee”; supervisors/management officials are excepted |
| Whether the AJ correctly dismissed the § 7701 appeal without determining supervisory status | Requena: dismissal was premature because the AJ did not decide whether she was a supervisor excluded from § 7121(g) | DHS: prior OSC election justified dismissal | Board: dismissal vacated as AJ failed to resolve the threshold statutory-definition issue; remand required for factual/legal development and, if appropriate, merits adjudication |
Key Cases Cited
- Good Samaritan Hosp. v. Shalala, 508 U.S. 402 (1993) (statutory interpretation: start with plain language of statute)
- Kammunkun v. Dept. of Defense, [citation="800 F. App'x 916"] (Fed. Cir. 2020) (supervisor not bound by § 7121(g) election-of-remedies rule)
- Corthell v. Dept. of Homeland Security, 123 M.S.P.R. 417 (2016) (application of § 7121(g) to whistleblower-reprisal claims)
- Sherman v. Dept. of Homeland Security, 122 M.S.P.R. 644 (2015) (election of remedies; remedy first sought precludes pursuing matter in other fora)
- Johnson v. Dept. of Veterans Affairs, 121 M.S.P.R. 695 (2014) (summary of § 7121(g) remedial options and election consequences)
