Roger Wheeler v. Thomas Simpson
779 F.3d 366
6th Cir.2015Background
- Wheeler was sentenced to death in Kentucky after a two-count murder conviction and death-phase), later reviewed on federal habeas review.
- The Kentucky trial court excused Juror Kovatch for cause after finding he could not consider the full penalty range, based on a mischaracterization of his answers.
- The state supreme court affirmed exclusion of Kovatch, stating for-cause dismissal was appropriate for death-penalty jurors.
- The federal district court granted summary judgment on most claims; the Sixth Circuit reversed in part, holding Kovatch’s exclusion unconstitutional and remanding for writ of habeas corpus for the death sentence.
- The court reasoned that improper for-cause exclusion of a qualified juror is a structural error requiring reversal, under clearly established federal law.
- Other issues raised include admissibility of pregnancy evidence, ineffective assistance claims, prosecutorial misconduct, and jury instructions; the court remanded for writ of habeas corpus as to the penalty phase only.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| For-cause juror exclusion standard applied to Kovatch | Wheeler: Kovatch equivocated but could consider range; exclusion violated Witt/Witherspoon | Wheeler: Kentucky court properly deemed Kovatch biased | Unreasonable application; violate clearly established law; new penalty trial ordered |
| Pregnancy evidence and due process | Pregnancy references unfairly prejudiced jurors | Evidence admissible under state law; not inherently prejudicial | Not cognizable on federal habeas review; no due process violation shown |
| Ineffective assistance—shoe evidence and related claims | Counsel deficient for not introducing shoes/expert; prejudice shown | No reasonable probability of different outcome; trial strategy reasonable | No relief on these guilt-phase claims; some claims defaulted or unpersuasive |
| Prosecutorial misconduct during closing | Comments prejudicial, shifting burden, improper references | Arguments responsive to defense theory; not reasonably prejudicial | No due process violation; claims unpersuasive under AEDPA |
| Beck/mitigating instructions and proportionality review | Beck instruction required for voluntary intoxication/EMD; proportionality analysis flawed | No error; evidence did not warrant such instructions; proportionality review proper | No relief on Beck/mitigating instruction or proportionality review issues |
Key Cases Cited
- Witherspoon v. Illinois, 391 U.S. 510 (1968) (cannot exclude jurors merely for opposition to death penalty unless automatic reversal)
- Gray v. Mississippi, 481 U.S. 648 (1987) (per se rule for erroneous for-cause exclusion in death cases)
- Wainwright v. Witt, 469 U.S. 412 (1985) (standard for removal for cause: juror’s views must prevent impartial duty)
- Lockhart v. McCree, 476 U.S. 162 (1986) (allowing jurors who have reservations if they can defer to law)
- Uttecht v. Brown, 551 U.S. 1 (2007) (reaffirmed deference to trial court’s voir dire determinations)
- Beck v. Alabama, 447 U.S. 625 (1980) (necessity of lesser-included offense instructions when warranted)
- Hopper v. Evans, 456 U.S. 605 (1982) (due process requires lesser-included instruction only when warranted by evidence)
- Gall v. Parker, 231 F.3d 265 (2000) ( Sixth Circuit case cited regarding juror exclusion grounds)
- Gray v. Oklahoma (Ross v. Oklahoma referenced), 487 U.S. 81 (1988) (harmless error and structural error considerations in jury composition)
