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Roger Wheeler v. Thomas Simpson
779 F.3d 366
6th Cir.
2015
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Background

  • Wheeler was sentenced to death in Kentucky after a two-count murder conviction and death-phase), later reviewed on federal habeas review.
  • The Kentucky trial court excused Juror Kovatch for cause after finding he could not consider the full penalty range, based on a mischaracterization of his answers.
  • The state supreme court affirmed exclusion of Kovatch, stating for-cause dismissal was appropriate for death-penalty jurors.
  • The federal district court granted summary judgment on most claims; the Sixth Circuit reversed in part, holding Kovatch’s exclusion unconstitutional and remanding for writ of habeas corpus for the death sentence.
  • The court reasoned that improper for-cause exclusion of a qualified juror is a structural error requiring reversal, under clearly established federal law.
  • Other issues raised include admissibility of pregnancy evidence, ineffective assistance claims, prosecutorial misconduct, and jury instructions; the court remanded for writ of habeas corpus as to the penalty phase only.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
For-cause juror exclusion standard applied to Kovatch Wheeler: Kovatch equivocated but could consider range; exclusion violated Witt/Witherspoon Wheeler: Kentucky court properly deemed Kovatch biased Unreasonable application; violate clearly established law; new penalty trial ordered
Pregnancy evidence and due process Pregnancy references unfairly prejudiced jurors Evidence admissible under state law; not inherently prejudicial Not cognizable on federal habeas review; no due process violation shown
Ineffective assistance—shoe evidence and related claims Counsel deficient for not introducing shoes/expert; prejudice shown No reasonable probability of different outcome; trial strategy reasonable No relief on these guilt-phase claims; some claims defaulted or unpersuasive
Prosecutorial misconduct during closing Comments prejudicial, shifting burden, improper references Arguments responsive to defense theory; not reasonably prejudicial No due process violation; claims unpersuasive under AEDPA
Beck/mitigating instructions and proportionality review Beck instruction required for voluntary intoxication/EMD; proportionality analysis flawed No error; evidence did not warrant such instructions; proportionality review proper No relief on Beck/mitigating instruction or proportionality review issues

Key Cases Cited

  • Witherspoon v. Illinois, 391 U.S. 510 (1968) (cannot exclude jurors merely for opposition to death penalty unless automatic reversal)
  • Gray v. Mississippi, 481 U.S. 648 (1987) (per se rule for erroneous for-cause exclusion in death cases)
  • Wainwright v. Witt, 469 U.S. 412 (1985) (standard for removal for cause: juror’s views must prevent impartial duty)
  • Lockhart v. McCree, 476 U.S. 162 (1986) (allowing jurors who have reservations if they can defer to law)
  • Uttecht v. Brown, 551 U.S. 1 (2007) (reaffirmed deference to trial court’s voir dire determinations)
  • Beck v. Alabama, 447 U.S. 625 (1980) (necessity of lesser-included offense instructions when warranted)
  • Hopper v. Evans, 456 U.S. 605 (1982) (due process requires lesser-included instruction only when warranted by evidence)
  • Gall v. Parker, 231 F.3d 265 (2000) ( Sixth Circuit case cited regarding juror exclusion grounds)
  • Gray v. Oklahoma (Ross v. Oklahoma referenced), 487 U.S. 81 (1988) (harmless error and structural error considerations in jury composition)
Read the full case

Case Details

Case Name: Roger Wheeler v. Thomas Simpson
Court Name: Court of Appeals for the Sixth Circuit
Date Published: Feb 20, 2015
Citation: 779 F.3d 366
Docket Number: 11-5707
Court Abbreviation: 6th Cir.