Roger S. v. Marvin Plumley, Warden
16-0305
| W. Va. | Mar 24, 2017Background
- Petitioner Roger S. was indicted in 2001 on multiple sexual-offense counts involving his then-12-year-old stepdaughter; he accepted a plea to one count of second-degree sexual assault and one count of incest and received 15–40 years.
- Petitioner moved to suppress a tape-recorded statement before plea; the suppression motion was denied and the plea agreement followed.
- Petitioner filed earlier habeas proceedings (Civil Action No. 06-P-10). At an omnibus hearing, his habeas counsel presented petitioner, trial counsel, and an expert on the tape-recording; the circuit court denied relief in an April 7, 2011 order, which this Court later affirmed in a memorandum decision.
- In March 2016 petitioner filed a successive habeas petition asserting previously litigated claims and alleging ineffective assistance by his prior habeas counsel (failure to investigate and to prove pleas were involuntary).
- The circuit court dismissed the 2016 petition as barred by res judicata for successive habeas petitions under syllabus point 4 of Losh v. McKenzie, treating the claims as reassertions of prior issues repackaged as ineffective assistance of habeas counsel.
- The Supreme Court of Appeals affirmed, finding the record adequate to resolve the ineffective-assistance allegations and concluding petitioner’s habeas counsel did not perform deficiently; no hearing or appointment of counsel was required.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether successive habeas petition barred by res judicata/Losh | Roger S. argued new ineffective-assistance allegations warranted relief and avoided res judicata | Warden Plumley argued claims merely reassert prior issues; Losh bars successive petitions except certain narrow claims | Court held Losh bar applies; petition reasserted prior matters and was barred |
| Whether habeas counsel failed to investigate (retain expert) | Roger S. contended habeas counsel did not investigate his case adequately | Plumley showed counsel had an expert testify at omnibus hearing, indicating investigation | Court held counsel investigated sufficiently; performance not deficient |
| Whether habeas counsel failed to prove guilty pleas involuntary | Roger S. argued counsel failed to convince court pleas were not knowingly/voluntarily entered | Plumley noted record and April 7, 2011 findings show petitioner authorized negotiations and entered pleas knowingly | Court held counsel did raise voluntariness and denial of claim does not prove deficient performance |
| Whether denial without hearing or appointment of counsel was improper | Roger S. sought a hearing and counsel based on his allegations | Plumley argued record was sufficient to resolve allegations and no hearing/counsel appointment required | Court held circuit court did not abuse discretion in denying hearing or appointing counsel |
Key Cases Cited
- Losh v. McKenzie, 166 W.Va. 762, 277 S.E.2d 606 (W.Va. 1981) (prior omnibus habeas is res judicata except limited claims such as ineffective assistance at omnibus hearing)
- Mathena v. Haines, 219 W.Va. 417, 633 S.E.2d 771 (W.Va. 2006) (standard of review for habeas appeals)
- Perdue v. Coiner, 156 W.Va. 467, 194 S.E.2d 657 (W.Va. 1973) (court may deny habeas petition without hearing if documentary record shows no relief warranted)
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (two-pronged ineffective-assistance test)
- State v. Miller, 194 W.Va. 3, 459 S.E.2d 114 (W.Va. 1995) (adopts Strickland standard for West Virginia)
