ROGER E. CARUTHERS v. STATE OF FLORIDA
235 So. 3d 931
| Fla. Dist. Ct. App. | 2017Background
- Appellant Roger E. Caruthers got into a verbal dispute with a woman at a convenience store, brandished a gun, hit it on the counter, and threatened the woman and her fiancé.
- The woman left for a nearby park; appellant followed, again threatening to kill her and family members present, and later fired shots that struck the woman’s aunt and missed the woman.
- Appellant was charged with two counts of attempted first-degree murder; at trial the court declined defense requests to instruct on improper exhibition of a firearm as a lesser included offense.
- The court instead instructed on attempted second-degree murder, aggravated assault with a firearm, and simple assault; the jury convicted on two counts of aggravated assault with a firearm.
- Appellant also challenged the admission of the store surveillance video; the Fourth District found the video admissible as inextricably intertwined and relevant to state of mind.
- The Fourth District reversed and remanded for a new trial because the trial court erred per se by refusing to instruct on improper exhibition of a firearm, which was the next immediate lesser-included offense.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether improper exhibition of a firearm was a permissive lesser-included offense of attempted first-degree murder | State conceded improper exhibition was a lesser-included offense given the information and evidence | Defense argued the information and evidence supported the instruction | Court held improper exhibition was a permissive lesser-included offense and instruction should have been given |
| Whether refusal to instruct on that offense was reversible error | State argued error was harmless because jury was instructed on assault | Defense argued failure to instruct on the next lower offense is per se reversible error | Court held refusal was per se reversible error because the omitted offense was one step removed from the convicted offense |
| Whether assault instruction cured the omission | State argued assault instruction made error harmless | Defense argued assault is two steps removed and not equivalent to improper exhibition | Court held assault was two steps removed (a misdemeanor) and did not cure the error |
| Admissibility of convenience-store video | State argued video was inextricably intertwined and relevant to intent | Defense likely challenged relevance/prejudice | Court held no abuse of discretion in admitting the video as relevant to state of mind |
Key Cases Cited
- Piggott v. State, 140 So. 3d 666 (Fla. 4th DCA 2014) (standard for de novo review of lesser-included instruction determination)
- Moore v. State, 932 So. 2d 524 (Fla. 4th DCA 2006) (discussion of Standard Jury Instructions categories)
- Williams v. State, 957 So. 2d 595 (Fla. 2007) (trial courts’ duty to determine and instruct correctly on prevailing law)
- Sanders v. State, 944 So. 2d 203 (Fla. 2006) (definition of permissive lesser-included offense)
- Amado v. State, 585 So. 2d 282 (Fla. 1991) (permissive lesser-included offenses depend on pleadings and evidence)
- Wimberly v. State, 697 So. 2d 1272 (Fla. 4th DCA 1997) (judge must instruct on permissive lesser offenses supported by information and evidence)
- Daugherty v. State, 211 So. 3d 29 (Fla. 2017) (failure to instruct on next immediate lesser-included offense is per se reversible)
- McCloud v. State, 209 So. 3d 534 (Fla. 2017) (harmless-error discussion where other proper one-step-removed instructions were given)
- State v. Abreau, 363 So. 2d 1063 (Fla. 1978) (jury’s pardon function in lesser-included instructions)
- Pena v. State, 901 So. 2d 781 (Fla. 2005) (error in omitting offenses two or more degrees removed is subject to harmless error analysis)
- Ammons v. State, 623 So. 2d 807 (Fla. 1st DCA 1993) (reversal required where next lower offense instruction omitted)
