973 F. Supp. 2d 411
S.D.N.Y.2013Background
- Plaintiffs include Ydanis Rodriguez, Occupy Wall Street participants, elected officials, and journalists, suing multiple private and public defendants under 42 U.S.C. § 1983.
- The case centers on alleged First and Fourth Amendment violations and related state-law claims arising from Occupy-related displacements at ICMP, 100 William Street atrium, Zuccotti Park, and the World Financial Center's Winter Garden.
- Defendants are the private owners/operators JPMC (ICMP), Mitsui (100 William Street atrium), Brookfield (Zuccotti Park and Winter Garden) and their employees, plus MTA, its police, and Coan and Lakeram.
- Plaintiffs allege arrests, closures, and removal by police during protests and claim private owners acted in concert with police, seeking civil damages and various relief.
- The court granted JPMC, Mitsui, and Brookfield motions to dismiss; granted in part and denied in part the MTA motion, and granted severance of Sullivan’s MTA claims.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether JPMC’s ICMP denial violated the First Amendment. | ICMP functioned as a public space imposing First Amendment rights. | ICMP is privately owned and not a public forum; no government nexus. | No First Amendment claim against JPMC; ICMP not a public space under state action theory. |
| Whether Mitsui/Brookfield acted as state actors for § 1983. | Private owners jointly action with NYPD or perform public functions to exercise state power. | No joint action or public-function state action; private spaces not state actors. | No § 1983 state action; no vicarious liability against Mitsui or Brookfield. |
| Whether the public-function or joint-action tests render Mitsui/Brookfield liable. | Ownership of POPS/public-spacelike venues makes them responsible under public function. | Evictions involved independent police judgment; no public-function trigger. | Public-function theory fails; no state action by Mitsui/Brookfield. |
| Whether § 1983 claims against MTA (Sullivan, Coan, Lakeram) survive. | MTA personnel violated Sullivan’s First and Fourth Amendments; Coan liable for policy; Lakeram for arrest. | No demonstrated MTA policy/custom; lack of personal involvement; Coan/Lakeram official capacity claims fail. | Dismissal of MTA policy/official claims; Sullivan's First Amendment claim survives against Lakeram; false arrest survives; excessive force and some claims dismissed. |
Key Cases Cited
- Hudgens v. N.L.R.B., 424 U.S. 507 (U.S. 1976) (private property generally not constrained by First Amendment absent government nexus)
- Lloyd Corp. v. Tanner, 407 U.S. 551 (U.S. 1972) (private shopping spaces not subject to First Amendment unless government involvement)
- First Unitarian Church of Salt Lake City v. Salt Lake City Corp., 308 F.3d 1114 (10th Cir. 2002) (private property with public access not automatically a public forum)
- Evans v. Newton, 382 U.S. 296 (U.S. 1966) (public-function/public-entwinement concept limited to extraordinary circumstances)
- Marsh v. Alabama, 326 U.S. 501 (U.S. 1946) (operation of a company town as a public function)
- Ginsberg v. Healey Car & Truck Leasing, Inc., 189 F.3d 268 (2d Cir. 1999) (private party aiding police is not automatically joint action under § 1983)
- Ciambriello v. Nassau Cnty., 292 F.3d 307 (2d Cir. 2002) (elements of § 1983 conspiracy require explicit agreement and overt act)
