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Rodriguez v. Catholic Health Initiatives
297 Neb. 1
| Neb. | 2017
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Background

  • On Aug. 8, 2013, Mikael Loyd was taken into emergency protective custody after he "expressed a desire to kill" and was transferred to Lasting Hope, a mental health facility affiliated with CHI Health.
  • Within 36 hours a UNMC psychiatrist (Jane Doe Physician #1) evaluated Loyd and found him "not to be a danger to himself or others." Loyd remained at Lasting Hope through Aug. 14.
  • While at Lasting Hope, Loyd repeatedly called the victim, Melissa Rodriguez; an OPD arrest warrant for a prior misdemeanor assault on Melissa existed. Lasting Hope allegedly knew of the warrant.
  • On Aug. 12 OPD officers came to take Loyd on the warrant but Lasting Hope refused to release him, asserting the emergency protective custody hold remained in effect.
  • On Aug. 14 Loyd left Lasting Hope unattended, Lasting Hope did not notify OPD or Melissa, and later that day Loyd killed Melissa. Loyd was later found incompetent and diagnosed as paranoid schizophrenic.
  • Plaintiffs (Melissa’s parents/special administrators) sued Lasting Hope defendants and UNMC defendants for negligence/wrongful death; the district court dismissed for lack of duty and denied leave to amend as to UNMC; the Nebraska Supreme Court reversed and remanded.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Lasting Hope owed a duty to third parties (Melissa) based on custodial relationship with Loyd Lasting Hope took charge of Loyd (refused OPD release, had custody under emergency protective custody), creating a custodial special relationship and affirmative duty to exercise reasonable care to prevent harm to third parties No special duty to control Loyd; defendants argued no duty absent a specific communicated threat to the victim Court: Lasting Hope had custody/control under Restatement (Third) §41(b)(2); duty existed and complaint plausibly alleged breach and causation — dismissal reversed and remanded
Whether UNMC psychiatrist/defendants owed duty to warn/protect and whether amendment to plead a communicated threat would be futile Plaintiffs sought to add allegation that Loyd communicated a serious threat to a reasonably identifiable victim (Melissa), which would trigger statutory/ common-law duty to warn/protect Defendants argued no allegation that Loyd specifically communicated a threat to Melissa; district court denied amendment as futile Court: Statutes and Munstermann limit mental-health duty to cases where patient communicated a serious threat to a reasonably identifiable victim; proposed amendment, together with existing allegations, could state such a claim — denial of leave to amend was error; reversal and remand

Key Cases Cited

  • Munstermann v. Alegent Health, 271 Neb. 834 (2006) (psychiatrist has duty to warn/protect only when patient communicates a serious threat of physical violence to a reasonably identifiable victim)
  • A.W. v. Lancaster Cty. Sch. Dist. 0001, 280 Neb. 205 (2010) (adopting Restatement (Third) approach that an actor ordinarily has a duty to exercise reasonable care when the actor’s conduct creates risk of physical harm)
  • Ginapp v. City of Bellevue, 282 Neb. 1027 (2012) (custodial relationship analysis and adoption of Restatement (Third) principles concerning duty to control third parties)
  • Estermann v. Bose, 296 Neb. 228 (2017) (review standard: denial of leave to amend reviewed for abuse of discretion, but futility reviewed de novo)
  • Tryon v. City of North Platte, 295 Neb. 706 (2017) (12(b)(6) dismissal standard: appellate review de novo)
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Case Details

Case Name: Rodriguez v. Catholic Health Initiatives
Court Name: Nebraska Supreme Court
Date Published: Jun 23, 2017
Citation: 297 Neb. 1
Docket Number: S-15-1205
Court Abbreviation: Neb.