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884 F.3d 692
7th Cir.
2018
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Background

  • In 2000 Wisconsin filed a John Doe complaint accusing an unknown assailant ("John #5") of five sexual assaults, describing a DNA "matching" profile at specified genetic loci; an arrest warrant issued the same day.
  • In 2007 forensic testing matched Rodney Washington’s DNA to the John Doe profile; the State amended the complaint to name Washington and listed allele numbers.
  • Washington sought to proceed pro se at multiple pretrial points; the trial court denied the request on grounds including difficulty confronting the State’s DNA evidence and concerns about courtroom disruption; he was tried with counsel, convicted, and sentenced to 100 years.
  • On appeal and in postconviction proceedings Washington challenged (1) sufficiency of the John Doe complaint/arrest warrant to toll the statute of limitations, (2) ineffective assistance for counsel’s failure to seek dismissal on that ground, and (3) denial of his Faretta right to self‑representation; state courts rejected these claims.
  • Washington pursued federal habeas relief; the district court denied his petition. The Seventh Circuit affirmed denial on the first two claims but reversed on the Faretta/self‑representation claim, ordering release unless the State retries within 90 days.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
1. Due process/Bouie challenge to state appellate court’s extension of Dabney/Davis to this complaint Washington: appellate decision retroactively and unforeseeably extended state law, reviving an expired statute of limitations in violation of Bouie State: procedural defenses; on merits, Dabney/Davis control and the John Doe instruments adequately described the defendant by DNA "match" Held: No Bouie violation — reading complaint as a whole showed a sufficiently particular DNA "match" and the extension was an incremental development within Wisconsin precedent; claim denied on merits.
2. Ineffective assistance for failing to move to dismiss for lack of jurisdiction (statute‑of‑limitations) Washington: counsel was deficient for not moving to dismiss based on allegedly insufficient John Doe identification State: Dabney/Davis made such a motion meritless; counsel not ineffective for omitting baseless motions Held: Denied — state court reasonably applied Strickland; federal courts defer to state‑law determination that the underlying claim lacked merit.
3. Right to self‑representation (Faretta) — competency and denial of pro se request Washington: trial court improperly denied pro se request based on lack of legal knowledge and DNA complexity rather than mental incompetence; appellate affirmance unreasonably applied Faretta State: Washington’s disruptive, irrational conduct and inability to handle DNA evidence justified the denial; no clearly established rule forbids that Held: Reversed — courts unreasonably applied Faretta/Godinez/Edwards by using education/skill and post‑denial conduct to deny self‑representation; constitutional violation not harmless.
4. Procedural default/exhaustion as to due process claim State: Washington failed to preserve federal due process theory in state court and failed to exhaust; procedural default bars habeas Washington: merits should be reached or default excused; claim accrued at appellate decision Held: Court declined to resolve procedural arguments and adjudicated the due process claim on the merits (denying it) under §2254(b)(2) discretion.

Key Cases Cited

  • Faretta v. California, [citation="422 U.S. 806"] (defendant has a constitutional right to represent himself; competence inquiry limited to mental functioning)
  • Bouie v. City of Columbia, [citation="378 U.S. 347"] (due process bars unforeseeable judicial enlargement of criminal statutes)
  • Rogers v. Tennessee, [citation="532 U.S. 451"] (discusses limits on retroactive judicial decisionmaking under Bouie)
  • Godinez v. Moran, [citation="509 U.S. 389"] (competency to waive counsel requires only competence to stand trial; ability to represent oneself is separate)
  • Indiana v. Edwards, [citation="554 U.S. 164"] (states may require counsel for some defendants competent to stand trial but lacking ability to conduct trial proceedings pro se)
  • Strickland v. Washington, [citation="466 U.S. 668"] (standard for ineffective assistance of counsel)
  • Estelle v. McGuire, [citation="502 U.S. 62"] (federal habeas courts may not reexamine state‑court interpretations of state law)
  • Cone v. Bell, [citation="556 U.S. 449"] (federal habeas de novo review when state courts did not reach a claim on the merits)
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Case Details

Case Name: Rodney Washington v. Gary Boughton
Court Name: Court of Appeals for the Seventh Circuit
Date Published: Mar 8, 2018
Citations: 884 F.3d 692; 16-3253
Docket Number: 16-3253
Court Abbreviation: 7th Cir.
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    Rodney Washington v. Gary Boughton, 884 F.3d 692