Rodgers v. United States
20-2176-cv
2d Cir.Jun 30, 2021Background
- Arnold E. Rodgers pleaded guilty in 2012 to transporting/receiving a 9mm handgun and ammunition in interstate commerce in violation of 18 U.S.C. § 924(b); he was sentenced to 18 months' custody and 2 years' supervised release.
- After completing supervised release, Rodgers filed a petition for a writ of error coram nobis in 2018 seeking to vacate the conviction.
- Rodgers argued his trial counsel was constitutionally ineffective for failing to rely on United States v. Havelock (D. Ariz. 2008) to challenge the § 924(b) “interstate” element.
- The District Court denied coram nobis relief, finding counsel’s failure to invoke Havelock reasonable because that decision was out-of-circuit and factually distinguishable.
- The District Court applied coram nobis standards and Strickland for ineffective-assistance review; the Second Circuit affirmed, holding counsel was not deficient because raising Havelock would have been meritless.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Rodgers received ineffective assistance of counsel justifying coram nobis because counsel failed to raise Havelock to attack § 924(b)’s interstate element | Counsel failed to investigate and failed to raise Havelock, which Rodgers says would show no interstate commerce — thus prejudice and defective representation | Havelock is non-binding and factually distinguishable; arguing it would be meritless, so counsel’s omission was objectively reasonable | Affirmed: counsel not ineffective; failure to press a meritless Havelock argument does not support coram nobis relief |
Key Cases Cited
- United States v. Morgan, 346 U.S. 502 (1954) (recognizes coram nobis as an extraordinary post-conviction remedy)
- Kovacs v. United States, 744 F.3d 44 (2d Cir. 2014) (sets coram nobis factors a petitioner must meet)
- Strickland v. Washington, 466 U.S. 668 (1984) (governs ineffective-assistance-of-counsel standard)
- United States v. Havelock, 560 F. Supp. 2d 828 (D. Ariz. 2008) (out-of-circuit district court decision relied on by petitioner)
- United States v. Regalado, 518 F.3d 143 (2d Cir. 2008) (failure to raise a meritless argument is not ineffective assistance)
- Denedo v. United States, 556 U.S. 904 (2009) (characterizes coram nobis as an extraordinary remedy)
