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Rodgers v. Marshall
2012 U.S. App. LEXIS 9922
9th Cir.
2012
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Background

  • In 2003 a jury convicted Rodgers of assault with a firearm, possession of a firearm by a felon, and making criminal threats, plus two sentencing enhancements, resulting in a 16-year term.
  • Rodgers timely sought federal habeas relief challenging 21 claims, including denial of counsel for a post-verdict motion for a new trial, with a certificate limited to this Sixth Amendment issue.
  • At trial Rodgers repeatedly alternated between self-representation and counsel, and the trial court ultimately denied a request for counsel for a new-trial motion after urging he had chosen to represent himself.
  • Rodgers later filed a new-trial motion and a sentencing continuance; sentencing proceeded despite Rodgers’ requests for time to prepare.
  • California appellate court affirmed the trial court, treating the decision under an abuse-of-discretion standard based on Rodgers’ prior Faretta waiver.
  • The district court denied most claims but granted relief only on the Sixth Amendment issue, which the Ninth Circuit reversed and remanded for further proceedings.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Is a pre-appeal post-verdict motion for a new trial a critical stage? Rodgers argues it is a critical stage requiring counsel. Marshall contends no such label attaches to post-verdict motions before appeal. Yes; pre-appeal motion for new trial is a critical stage.
May a defendant reassert the right to counsel after previously waiving it during trial? Ignacio holds reassertion is allowed; denial solely due to waiver is improper. California courts may deny reappointment based on prior waiver and discretionary standards. denial based on waiver alone violates clearly established federal law; reassertion must be considered.

Key Cases Cited

  • Ignacio v. Robinson, 360 F.3d 1044 (9th Cir. 2004) (reassertion of counsel rights post-trial cannot be denied solely on prior waiver)
  • Menefield v. Borg, 881 F.2d 696 (9th Cir. 1989) (post-verdict motion for a new trial is a critical stage requiring counsel)
  • Williams v. Taylor, 529 U.S. 362 (Supreme Court 2000) (AEDPA clearly established law; how to apply 'clearly established' standards)
  • Ash v. United States, 413 U.S. 300 (Supreme Court 1973) (test for determining when right to counsel applies to events in a case)
  • Mempa v. Rhay, 389 U.S. 134 (Supreme Court 1967) (notion of 'critical stage' where substantial rights may be affected)
Read the full case

Case Details

Case Name: Rodgers v. Marshall
Court Name: Court of Appeals for the Ninth Circuit
Date Published: May 17, 2012
Citation: 2012 U.S. App. LEXIS 9922
Docket Number: 10-55816
Court Abbreviation: 9th Cir.