488 S.W.3d 524
Ark.2016Background
- In 2000 Karl D. Roberts was convicted of capital murder and sentenced to death for killing his twelve‑year‑old niece.
- Roberts initially waived direct appeal and postconviction review; this Court previously affirmed those waivers and the conviction in early 2000s decisions.
- Years later Roberts filed a Rule 37.5 postconviction petition, then sought to waive further postconviction relief; concern about the age of prior competency evaluations led this Court in 2013 to remand for a current competency determination.
- New evaluations diagnosed Roberts with schizophrenia; two experts (Dr. Peacock for the State and Dr. Fujii for Roberts) agreed Roberts has psychotic symptoms, but disagreed on whether he nonetheless retained the capacity to choose between life and death and knowingly waive postconviction rights.
- The circuit court found Roberts competent to waive postconviction relief; this Court reviewed the record and concluded the circuit court’s competency finding was clearly erroneous and reversed and remanded for Rule 37.5 proceedings.
- The majority also referred to the Committee on Criminal Practice to consider whether Rule 37.5 review should be mandatory in capital cases; three justices dissented (two joined) arguing the circuit court’s written findings were insufficient or the court’s factual finding should be upheld.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether circuit court made sufficient written findings under Ark. R. Crim. P. 37.5(i) | Roberts: findings were insufficient for meaningful appellate review | State: circuit court’s concise order sufficiently identified evidence and applied the proper standard | Court: findings were sufficient for review (majority) |
| Whether Roberts is competent to choose between life and death and knowingly waive postconviction relief | Roberts: schizophrenia renders his waiver illness‑driven, not knowing/intelligent | State: Roberts can articulate rational reasons and thus is competent despite schizophrenia | Court: competency finding was clearly erroneous; Roberts lacks capacity; reverse and remand |
| Whether courts should require mandatory appellate/Rule 37.5 review in capital cases despite a waiver | Roberts: urges extension of mandatory Robbins‑style review to Rule 37.5 | State: opposes departing from current procedure | Court: declined to order change but referred the issue to Committee on Criminal Practice for consideration |
| Whether the "solid footing" doctrine bars acceptance of waiver | Roberts: waiver should be disallowed under solid‑footing doctrine | State: inapplicable if defendant competent | Court: issue moot given reversal of competency finding; not reached |
Key Cases Cited
- State v. Robbins, 339 Ark. 379 (discussing mandatory appellate review in capital cases)
- Roberts v. State, 352 Ark. 489 (affirming earlier waiver and convictions) (previous appellate decision addressing waiver)
- Roberts v. State, 354 Ark. 399 (addressing waiver of postconviction rights) (prior appellate review)
- Roberts v. State, 2013 Ark. 57 (426 S.W.3d 372) (remanding for updated competency evaluation)
- Franz v. State, 296 Ark. 181 (adopting Arkansas standard for competency to waive life‑or‑death choice)
- Rees v. Peyton, 384 U.S. 312 (U.S. Supreme Court per curiam decision on competency standards to waive postconviction remedies)
- Porter v. State, 332 Ark. 186 (discussing the "solid footing" doctrine)
- Echols v. State, 344 Ark. 513 (explaining Rule 37.5(i)’s more exacting duty for written findings)
- Wooten v. State, 338 Ark. 691 (explaining purpose of Rule 37.5 and the trial court’s duty to make specific findings)
