Roberts v. Commonwealth
410 S.W.3d 606
Ky.2013Background
- Early morning police encounter at Scottie Roberts’s home where five people admitted methamphetamine use; Roberts acknowledged items used in meth manufacture were present but denied participating in the cook.
- Officers seized ephedrine, tobacco cans containing salt, lithium strip, glass jar with liquid, and other items consistent with a recent meth "cook." Record missing ~28 minutes of video, leaving some details unclear.
- Roberts was convicted by jury of: Manufacturing Methamphetamine; Possession of a Defaced Firearm; Use/Possession with Intent to Use Drug Paraphernalia; Second-Degree Possession of a Controlled Substance; and Fourth-Degree Controlled Substance Endangerment to a Child.
- Trial court sentenced Roberts to 22 years imprisonment and assessed $1,500 in fines (three $500 misdemeanor fines adopted from jury recommendations).
- Roberts appealed, arguing (1) trial court erred by refusing a Criminal Facilitation instruction as a lesser included offense to manufacturing; (2) court erred by not giving, sua sponte, a lesser included instruction for unlawful possession of a meth precursor; and (3) fines were improperly imposed on an indigent defendant.
- Court affirmed convictions, held Criminal Facilitation is not a lesser included offense of Manufacturing, declined palpable-error relief on the unrequested precursor instruction, but vacated and remanded the fines portion because statutes bar fines for indigent defendants.
Issues
| Issue | Plaintiff's Argument (Roberts) | Defendant's Argument (Commonwealth) | Held |
|---|---|---|---|
| Whether Criminal Facilitation is a lesser included offense of Manufacturing Methamphetamine | Evidence did not prove Roberts himself manufactured; jury could rationally find facilitation instead | Criminal Facilitation is not a lesser included offense of the charged principal offense | Denied — Criminal Facilitation is not a lesser included offense of Manufacturing; no instruction required |
| Whether trial court erred by not sua sponte instructing on Unlawful Possession of a Methamphetamine Precursor as a lesser included offense | Evidence could have supported conviction for precursor possession instead of manufacturing; instruction necessary to avoid prejudice | No instruction requested; RCr 9.54(2) bars review absent request; no palpable error shown | Denied — no relief: failure to give unrequested lesser-included instruction not reversible absent palpable error and none shown |
| Whether imposition of fines on an indigent defendant violated statute | Roberts was indigent (appointed counsel); fines should not have been imposed | Commonwealth did not contest indigence issue | Granted in part — fines vacated and case remanded for entry of judgment consistent with statutory prohibition on fining indigent persons |
Key Cases Cited
- Houston v. Commonwealth, 975 S.W.2d 925 (Ky. 1998) (criminal facilitation is not a lesser included offense of the principal/object offense)
- Bartley v. Commonwealth, 400 S.W.3d 714 (Ky. 2013) (trial court must instruct on lesser included offenses when requested and supported by evidence; failure to instruct on unrequested offenses is not error)
- Brewer v. Commonwealth, 206 S.W.3d 343 (Ky. 2006) (palpable error standard requires substantial possibility that result would differ)
- Jones v. Commonwealth, 382 S.W.3d 22 (Ky. 2011) (sentencing issues, including statutory violations, are not waived by failure to object)
- Travis v. Commonwealth, 327 S.W.3d 456 (Ky. 2010) (applies clear-error review to unpreserved improper-fine claims)
