Robert Joseph Mangiafico, Jr. v. State
05-13-01408-CR
| Tex. App. | Mar 3, 2015Background
- Robert Joseph Mangiafico, Jr. entered open guilty pleas to first-degree theft and money laundering (each involving $200,000+), related to a securities fraud scheme targeting primarily elderly widows.
- The trial court accepted the pleas and, after a punishment hearing with victim and other testimony, sentenced Mangiafico to concurrent 40-year prison terms and fines; he did not object to sentence at trial.
- Before pleading, the court advised Mangiafico of the right not to testify; Mangiafico signed written plea papers waiving the right as to “guilt and punishment” and agreeing to testify.
- At punishment-phase proceedings, the court discussed whether the State could inquire into unadjudicated bad acts if Mangiafico testified; the court told him he would not be compelled to testify and would limit State questioning to matters previously noticed.
- Mangiafico testified at punishment and did not consult counsel before answering questions; he later appealed claiming (1) improper admonishment that he lost his Fifth Amendment right, (2) disproportionality of sentence, and (3) ineffective assistance because counsel allegedly promised a lower cap on punishment.
- The court sua sponte corrected a clerical error in one judgment (changed plea notation to guilty) and affirmed the judgments as modified.
Issues
| Issue | Mangiafico's Argument | State's Argument | Held |
|---|---|---|---|
| Whether the court’s admonishment that he waived the right not to testify rendered his plea involuntary | The admonishment implied he lost Fifth Amendment protection at punishment, so the plea was not knowingly/voluntarily made (relying on Carroll) | Waiver expressly included punishment in written plea; colloquy and judge’s later statements left decision to testify voluntary | Overruled — waiver valid; plea voluntary, and judge did not compel testimony |
| Whether the 40-year concurrent sentences are grossly disproportionate (Eighth Amendment) | Sentence is grossly disproportionate given alleged lesser role in multidefendant scheme | Defendant forfeited this complaint by not raising it at sentencing or in motion for new trial | Forfeited — claim not preserved; issue rejected |
| Whether trial counsel was ineffective for allegedly promising a cap of 25 years | Counsel told him he would not receive more than 25 years if he pled guilty (per Mangiafico’s pro se motion) | Allegation is unproven in the record; post-trial pro se claims are not evidence and counsel had no opportunity to respond | Overruled — defendant failed to meet Strickland burden; no hearing/evidence supports claim |
| Whether clerical error in judgment should be corrected | N/A (court noticed error) | N/A | Court modified judgment to reflect plea of guilty (Asberry authority) |
Key Cases Cited
- Carroll v. State, 42 S.W.3d 129 (Tex. Crim. App. 2001) (waiver of right against self-incrimination at plea does not automatically waive right at sentencing unless waiver sufficiently covers punishment)
- Rhoades v. State, 934 S.W.2d 113 (Tex. Crim. App. 1996) (constitutional rights, including Eighth Amendment protections, may be waived)
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (two-part test for ineffective assistance of counsel: deficient performance and prejudice)
- Rouse v. State, 300 S.W.3d 754 (Tex. Crim. App. 2009) (post-trial motions alleging constitutional error are not self-proving; allegations require evidentiary support at hearing)
- Bone v. State, 77 S.W.3d 828 (Tex. Crim. App. 2002) (trial counsel should ordinarily be given opportunity to explain their actions before being deemed ineffective)
- Asberry v. State, 813 S.W.2d 526 (Tex. App.—Dallas 1991) (appellate courts may correct clerical errors in judgments to make the record speak the truth)
- Davis v. State, 323 S.W.3d 190 (Tex. App.—Dallas 2010) (issues not raised at sentencing or in motion for new trial are forfeited)
