949 F.3d 1097
8th Cir.2020Background
- In Feb. 2014 Robert Ellingsworth was seriously injured when a winch line attached to a Vermeer wood chipper was drawn into the machine and shot back out.
- Ellingsworth sued Vermeer in Missouri state court for products liability and failure-to-warn (strict liability and negligence); he also sued his supervisor, Dwayne Marshall.
- Vermeer (an Iowa citizen) removed to federal court. The district court denied remand, finding Marshall fraudulently joined; Ellingsworth then voluntarily dismissed Marshall.
- Discovery showed the winch was an after‑market attachment, apparently assembled by a third party (possibly a now‑defunct Vermeer dealership in Oklahoma). Ellingsworth added, then dismissed, Vermeer Oklahoma as a defendant.
- Ellingsworth moved to amend to add an agency‑liability claim against Vermeer to reach the dealer; the district court denied the late amendment for lack of “good cause.”
- The district court granted summary judgment to Vermeer because Vermeer did not manufacture or sell the winch; the Eighth Circuit affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Remand / fraudulent joinder | Remand required because nondiverse Marshall destroyed complete diversity | Marshall was fraudulently joined; after his dismissal, diversity existed; Caterpillar doctrine applies | Denial of remand sustained; even if error, dismissal of Marshall meant federal jurisdiction existed at entry of judgment under Caterpillar |
| Leave to amend (agency claim) | Late amendment necessary to allege Vermeer was liable as principal for dealer actions | No new facts; amendment was strategic and untimely; would reopen discovery; no good cause under Rule 16 | Denied for lack of good cause; abuse of discretion not shown |
| Summary judgment on products liability / failure to warn | Winch was constructed from mostly Vermeer parts and thus Vermeer liable for the winch | Vermeer did not manufacture or sell the winch; Missouri law requires manufacturer/seller status for these claims | Affirmed summary judgment for Vermeer: plaintiff failed to show Vermeer manufactured or sold the winch, an essential element under Missouri law |
Key Cases Cited
- Caterpillar Inc. v. Lewis, 519 U.S. 61 (1996) (federal adjudication need not be vacated if jurisdictional requirements are met when judgment is entered)
- Buffets, Inc. v. Leischow, 732 F.3d 889 (8th Cir. 2013) (Caterpillar applies categorically; no case‑by‑case time inquiry)
- Junk v. Terminix Int’l Co., 628 F.3d 439 (8th Cir. 2010) (Caterpillar applied in summary judgment context)
- Sherman v. Winco Fireworks, Inc., 532 F.3d 709 (8th Cir. 2008) (Rule 16(b) good‑cause standard for post‑deadline amendments)
- Harris v. FedEx Nat’l LTL, Inc., 760 F.3d 780 (8th Cir. 2014) (abuse‑of‑discretion review of denial of leave to amend)
- Albright v. Mountain Home Sch. Dist., 926 F.3d 942 (8th Cir. 2019) (diligence is primary measure of good cause)
- Hartis v. Chi. Title Ins. Co., 694 F.3d 935 (8th Cir. 2012) (examples of circumstances showing good cause)
- Johnson v. Auto Handling Corp., 523 S.W.3d 452 (Mo. banc 2017) (Missouri negligent products‑liability and failure‑to‑warn elements)
- Moore v. Ford Motor Co., 332 S.W.3d 749 (Mo. banc 2011) (Missouri strict liability failure‑to‑warn requires manufacture/sale)
- Strong v. Am. Cyanamid Co., 261 S.W.3d 493 (Mo. Ct. App. 2007) (Missouri strict products‑liability principles)
