Rivera-Velázquez v. Hartford Steam Boiler Inspection & Insurance
750 F.3d 1
1st Cir.2014Background
- In March 2010 Rivera-Velázquez applied for a boiler inspector job with Hartford Steam Boiler and accepted a May 18, 2010 offer, which the Company later rescinded.
- Rivera-Velázquez sued in Puerto Rico court alleging age discrimination under Law 100; the Company removed to federal court based on diversity and amount in controversy.
- Over the next year, Rivera-Velázquez and his attorneys repeatedly failed to respond to court orders; several motions were deemed unopposed and sanctions were imposed for discovery/noncompliance issues.
- On September 4, 2012 the district court ordered a joint pretrial submission; Rivera-Velázquez failed to provide his portion by the deadline and faced a show-cause order threatening dismissal.
- Rivera-Velázquez did not respond to the show-cause order; the district court dismissed the case with prejudice and Rivera-Velázquez did not appeal the dismissal, later moving for relief under Rule 60(b).
- The district court denied the Rule 60(b) motion; the First Circuit reviewed for abuse of discretion under Rule 60(b) and affirmed the dismissal denial.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Rule 60(b)(1) excusable neglect supports relief | Rivera-Velázquez argues illness and counsel failure caused delay warranting relief. | Hartford Steam Boiler contends neglect was inexcusable given lack of communication and independent counsel. | No relief; district court did not abuse discretion. |
| Whether Rule 60(b)(6) was available | Rule 60(b)(6) should save relief for extraordinary reasons not covered by (1). | Rule 60(b)(6) not available when (1) applies; cannot be used to circumvent (1)-(5). | Not available; (6) barred by mutual exclusivity with (1). |
| Whether the district court properly weighed excusable neglect factors | Circumstances like attorney illness and lack of prejudice favor relief. | courts properly weighed factors; appellant's silence and failure to inform counsel undermine relief. | District court acted within discretion; factors support denial. |
| Whether attorney illness alone overrides the failure to communicate | Illness can justify relief when it prevented prosecution or communication. | Illness did not demonstrate an inability to communicate; other counsel remained active. | Illness not per se sufficient; combined with other failures, relief denied. |
Key Cases Cited
- Karak v. Bursaw Oil Corp., 288 F.3d 15 (1st Cir. 2002) (Rule 60(b) relief requires timely, exceptional circumstances)
- Nansamba v. N. Shore Med. Ctr., Inc., 727 F.3d 33 (1st Cir. 2013) (ultimate factor is reason for oversight; district court best positioned)
- Cintrón-Lorenzo v. Departamento de Asuntos del Consumidor, 312 F.3d 522 (1st Cir. 2002) (excusable neglect analysis considers reasonableness of noncompliance)
- Cotto v. United States, 993 F.2d 274 (1st Cir. 1993) (Rule 60(b)(6) not a vehicle to circumvent (1)-(5))
- Gravatt v. Paul Revere Life Ins. Co., 101 F. App'x 194 (9th Cir. 2004) (illness can support relief under Rule 60(b)(1) in appropriate context)
- de la Torre v. Cont'l Ins. Co., 15 F.3d 12 (1st Cir. 1994) (Rule 60(b)(6) and (1) are mutually exclusive)
