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120 F.4th 1287
5th Cir.
2024
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Background

  • Cedric Allen Ricks was convicted in Texas state court of capital murder and sentenced to death for the murder of his girlfriend and her eight-year-old son.
  • Following unsuccessful appeals and habeas petitions in state court, Ricks filed a federal habeas petition, which was denied by the district court, along with his request for a certificate of appealability (COA).
  • Ricks sought a COA from the Fifth Circuit on several claims, including discrimination in jury selection (Batson claim), ineffective assistance of counsel, due process violation for visible shackling during trial, and gender discrimination in jury selection.
  • The district court addressed most claims on the merits but found the shackling claim procedurally defaulted because it was not raised on direct appeal in state court.
  • A dissent argued a COA should be granted on the shackling claim, asserting that reasonable jurists could debate whether the brief and visible shackling during sentencing unduly prejudiced the jury, especially given the prosecution’s reference to it in closing argument.

Issues

Issue Plaintiff’s Argument Defendant’s Argument Held
Batson Claim (Jury Selection) Prosecution struck two Black jurors based on race Justified strikes; also accepted Black jurors No COA; district court findings reasonable
Ineffective Appellate Counsel Counsel was deficient for not raising Batson claim Batson claim meritless, so no deficiency or harm No COA; not unreasonable nor prejudicial
Due Process - Shackling Seeing Ricks in shackles prejudiced the jury Claim procedurally defaulted; no substantial effect No COA; defaulted, and no showing of prejudice
Ineffective Trial Counsel Counsel failed to object to shackling/gender strikes Strategic choice not to object; gender-neutral reasons No COA; counsel’s actions reasonable and not prejudicial

Key Cases Cited

  • Slack v. McDaniel, 529 U.S. 473 (standard for issuing certificate of appealability)
  • Strickland v. Washington, 466 U.S. 668 (standard for ineffective assistance of counsel)
  • Coleman v. Thompson, 501 U.S. 722 (procedural default doctrine)
  • Felkner v. Jackson, 562 U.S. 594 (deference to trial court Batson findings)
  • Deck v. Missouri, 544 U.S. 622 (visible shackling may violate due process)
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Case Details

Case Name: Ricks v. Lumpkin
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Nov 4, 2024
Citations: 120 F.4th 1287; 23-70008
Docket Number: 23-70008
Court Abbreviation: 5th Cir.
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    Ricks v. Lumpkin, 120 F.4th 1287