Rickey Lewis v. Rick Thaler, Director
701 F.3d 783
5th Cir.2012Background
- Lewis filed a successive federal habeas petition asserting he is mentally retarded and ineligible for execution under Atkins.
- Texas state courts conducted an Atkins hearing and concluded, by FFCL, that Lewis had not proven markedly subaverage intellectual functioning by a preponderance.
- Four experts testified: Rosin (IQ 79), Martin (IQ 59), Garnett (re-scored 75), and Gripon (IQ around 70); the state court found Gripon and Rosin more credible.
- The district court initially declined to consider Dr. Roid’s affidavit challenging Rosin’s 79 IQ score, citing AEDPA limitations, and denied relief.
- This court previously remanded to reconsider Dr. Roid’s affidavit in light of Dowthitt and Morris, but Pinholster later restricted review to the state-court record, affecting consideration of new evidence.
- On the merits, the court addressed whether the Briseno factors properly inform the first prong of Texas’s Atkins analysis and whether the state court’s factual determinations were reasonable under AEDPA.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the state court’s Atkins determination was unreasonable | Lewis argues the Briseno-based analysis and IQ scores show subaverage functioning. | State asserts the record supports the court’s finding of no significant subaverage functioning by preponderance. | No; the state court’s determination was not unreasonable under AEDPA. |
| Whether Briseno factors properly inform all three Atkins prongs | Applying Briseno to the first prong conflicts with Atkins. | Briseno factors are consistent with Atkins and used to assess all prongs. | No conflict; Briseno factors valid for informing the Atkins analysis. |
| Whether new Dr. Roid affidavit could be considered after Pinholster | Roid’s testimony supplements state-court evidence and should be considered. | Under Pinholster, new evidence cannot be used to revisit § 2254(d)(1) merits analysis. | No; Pinholster limits review to the state-court record for § 2254(d)(1) adjudications. |
| Whether the state court’s factual determinations were UNREASONABLE in light of the record | Exclusion of some experts and reliance on certain prison IQ tests were unreasonable. | The court credibly weighed evidence, credibility determinations, and corroborating factors. | No; the record supports the state court’s factual determinations under § 2254(d)(2). |
| Whether the district court erred by misapplying AEDPA standards of review | District court merged §§ 2254(a), (d)(1), (e)(1) improperly. | Court correctly applied the AEDPA framework and Cullen v. Pinholster. | No; the court properly applied AEDPA standards. |
Key Cases Cited
- Atkins v. Virginia, 536 U.S. 304 (U.S. 2002) (prohibits execution of mentally retarded individuals)
- Ex parte Briseno, 135 S.W.3d 1 (Tex. Crim. App. 2004) (factors for evaluating subaverage intellectual functioning; applies to Atkins analysis)
- Miller-El v. Cockrell, 537 U.S. 322 (U.S. 2003) (AEDPA deference; no need for clear-and-convincing evidence for § 2254(d)(1))
- Cullen v. Pinholster, 131 S. Ct. 1388 (S. Ct. 2011) (limits § 2254(d)(1) review to state-court record)
- Dowthitt v. Johnson, 230 F.3d 733 (5th Cir. 2000) (new affidavits treated under exhaustion; evidence not barrier to review)
- Morris v. Dretke, 413 F.3d 484 (5th Cir. 2005) (new expert evidence addressed under exhaustion when not raised in state court)
- Rivera v. Quarterman, 505 F.3d 349 (5th Cir. 2007) (prison IQ scores may be weighed but are not determinative)
- Harrington v. Richter, 131 S. Ct. 770 (U.S. 2011) (clear-error standard for state-court factual findings; defer to reasonable applications)
