Richard Barber v. State of Indiana (mem. dec.)
49A05-1608-CR-1847
| Ind. Ct. App. | May 25, 2017Background
- In the early hours of Jan. 1, 2015, officers found Richard Barber unconscious behind the wheel; they smelled alcohol and marijuana and observed indicia of intoxication. Barber was arrested.
- During search, officers found ~34 grams of marijuana plus a small baggie and a digital scale; an empty alcohol bottle was observed in the vehicle.
- The State charged Barber with OWVI (seeking felony elevation based on a prior OVWI), possession of marijuana (Class B misdemeanor), and alleged habitual vehicular substance offender (HVSO) status.
- At trial Barber was convicted by a jury of possession and OWVI (as a Class A misdemeanor). Before and after the jury verdict defense counsel stated they would stipulate to prior convictions and waived further jury phases, but Barber never personally communicated a waiver.
- The trial court accepted the stipulation/waiver and conducted bench proceedings on the felony elevation and habitual-offender adjudication; Barber was sentenced to an aggregate 7.5 years.
- On appeal Barber argued his constitutional right to a jury trial was not personally waived; the State argued the error was invited and that the stipulation was sufficient.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Barber validly waived his right to a jury trial for the OVWI felony elevation and HVSO phase | State: waiver was effectively made via defense counsel’s stipulation and counsel’s statements | Barber: no personal, on-the-record waiver by defendant as required by statute and precedent | Court: No valid personal waiver; defendant must personally communicate waiver; reversal of felony elevation and HVSO adjudication and remand for new trial |
| Whether the error was invited by defense counsel’s stipulation | State: Barber invited the error by stipulating as a strategic sentencing move | Barber: stipulation alone cannot substitute for the defendant’s personal waiver; counsel’s actions do not constitute personal waiver | Court: Not invited error; stipulation did not eliminate need for defendant’s personal waiver |
| Whether the stipulation was sufficiently specific to support felony elevation and HVSO | State: stipulation established prior OVWI and HVSO qualification | Barber: stipulation lacked detail and thus was insufficient | Court: Stipulation, though not artfully phrased, was sufficient for a reasonable factfinder; sufficiency challenge denied |
Key Cases Cited
- Horton v. State, 51 N.E.3d 1154 (Ind. 2016) (defendant, not defense counsel, must personally waive jury trial)
- Kellems v. State, 849 N.E.2d 1110 (Ind. 2006) (statutory right to jury trial and personal-waiver rule explained)
- Brewington v. State, 7 N.E.3d 946 (Ind. 2014) (doctrine of invited error may bar review even for fundamental error)
- Wright v. State, 828 N.E.2d 904 (Ind. 2005) (invited-error jurisprudence cited)
- Bunting v. State, 854 N.E.2d 921 (Ind. Ct. App. 2006) (distinguished; defendant personally admitted prior conviction in open court)
- Stewart v. Alunday, 53 N.E.3d 562 (Ind. Ct. App. 2016) (distinction between evidentiary and judicial admissions)
- Griffith v. State, 59 N.E.3d 947 (Ind. 2016) (standard for sufficiency of the evidence)
