Ricardo Ulloa v. State
370 S.W.3d 766
Tex. App.2011Background
- Ulloa pleaded no contest to aggravated sexual assault and received eight years’ deferred adjudication probation with sex-offender counseling requirements.
- Counsel and Ulloa disagreed about admitting guilt; Ulloa was discharged from counseling for not admitting guilt, and probation was later modified to a different program but Ulloa again refused admission and was discharged.
- Ulloa fled to Columbus, Ohio, changing his name; the State filed a motion to adjudicate guilt (begun May 1997, amended 2000) alleging probation violations, including failure to register as a sex offender.
- Ulloa was arrested on October 18, 2009; he then moved to withdraw his no contest plea and filed a habeas corpus application, claiming the plea was involuntary due to ineffective assistance of counsel.
- The trial court denied both motions and later sentenced Ulloa to fifteen years’ imprisonment following guilt adjudication.
- The court affirmed, ruling Ulloa’s plea was voluntary and his counsel’s performance adequate; Ulloa’s direct-appeal rights regarding withdrawal of plea were barred by Manuel, so the habeas appeal proceeded.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Was the plea withdrawal denial properly denied as involuntary? | Ulloa, via Contreras, alleged ineffective counsel rendered plea involuntary. | Contreras testified he explained probation consequences and did not tell Ulloa a plea equals not guilty; the court could credit counsel’s explanation and Ulloa’s credibility. | denial affirmed; the plea voluntary and counsel effective |
| Was the habeas relief properly denied given ineffective assistance claim? | But-for counsel’s errors, Ulloa would have gone to trial; the record shows failure to inform about sex-offender counseling consequences. | Trial court properly weighed credibility; Contreras testified to informing Ulloa of counseling ramifications; no abuse of discretion. | Habeas relief denied; no abuse of discretion |
| Can Ulloa challenge the plea withdrawal on direct appeal? | N/A/Not necessary; Ulloa should be entitled to review | Manuel bars direct appeal of withdrawal claims filed after the deferred adjudication; not timely and thus not reviewable on direct appeal | Direct appeal barred; proceed via habeas relief |
Key Cases Cited
- Manuel v. State, 994 S.W.2d 658 (Tex. Crim. App. 1999) (bars direct appeal from deferred-adjudication plea challenges after time for motion to withdraw lapses)
- Hanson v. State, 11 S.W.3d 285 (Tex. App.—Houston [14th Dist.] 1999) (limits direct appeal timing for plea-related challenges)
- Kniatt v. State, 206 S.W.3d 657 (Tex. Crim. App. 2006) (burden in habeas review; preponderance standard; credibility matters)
- Ex parte Reed, 271 S.W.3d 698 (Tex. Crim. App. 2008) (accepts trial-court findings on habeas facts)
- Ex parte Reedy, 282 S.W.3d 492 (Tex. Crim. App. 2009) (plea-counsel effectiveness standards in habeas)
- Ex parte Burns, 601 S.W.2d 370 (Tex. Crim. App. 1980) (ineffective assistance can render a plea involuntary)
- Strickland v. Washington, 466 U.S. 668 (U.S. Supreme Court, 1984) (two-pronged test for ineffective assistance)
- Hill v. Lockhart, 474 U.S. 52 (U.S. Supreme Court, 1985) (but-for test for guilty-plea voluntariness with counsel error)
