Resource Investments, Inc. v. United States
785 F.3d 660
Fed. Cir.2015Background
- Resource Investments sought a federal Clean Water Act permit for a Washington landfill, which the Corps denied in 1996 after an EIS process.
- Resource Investments challenged the denial in federal district court under the APA in 1996; the district court upheld the denial, and the Ninth Circuit later reversed on authority grounds.
- Resource Investments filed a takings claim in the Court of Federal Claims in 1998 alleging the permit denial was a taking and sought compensation.
- While the takings case was pending, the Supreme Court issued Tohono O’Odham Nation (2011), holding that suits based on substantially the same operative facts are barred by § 1500 regardless of relief sought.
- The Claims Court, after considering Tecon Engineers and related precedent, dismissed the takings claim as barred by § 1500 due to substantially overlapping operative facts with the earlier district court action.
- Resource Investments argues the denial was only an operative fact for a permanent takings claim and that a temporary takings theory survives, but the court did not reach that issue because the complaint did not adequately plead temporary taking and the action was time-of-filing barred.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether § 1500 bars the Claims Court action | Resource Investments contends the district court action and the Claims Court action do not share the same operative facts. | The government argues both suits arise from the same denial of the CWA permit and related economic injury. | Yes, barred under § 1500. |
| Whether the temporary takings claim survives | Resource Investments says temporary takings stem from permitting delays, not denial. | Defendant asserts the issue is barred as § 1500 jurisdictional bar applies; independent pleading deficiencies also exist. | Not reached; dismissed for pleading and jurisdiction reasons. |
| Whether the overlap is governed by modern transactional res judicata or the older act/contract test | Resource Investments emphasizes potential differences in operative facts. | The court applies the transactional test under Tohono and Keene to assess substantial overlap. | Overlap found; § 1500 bar applies. |
| Whether Tecon Engineeers law governs filing rules here | Resource Investments argues Tecon may permit refiling without constitutional issue. | Tecon governs first-to-file rule for § 1500 and remains good law. | Tecon remains controlling; no constitutional flaw. |
Key Cases Cited
- Keene Corp. v. United States, 508 U.S. 200 (1993) (preclusion-based comparison under § 1500; operative facts matter for same claim)
- Tohono O’Odham Nation v. United States, 131 S. Ct. 1723 (2011) (two suits barred if based on substantially the same operative facts regardless of relief)
- Trusted Integration, Inc. v. United States, 659 F.3d 1159 (Fed. Cir. 2011) (res judicata-like approach to § 1500 analysis; same conduct can support multiple theories)
- Tecon Engineers, Inc. v. United States, 343 F.2d 943 (Ct. Cl. 1965) (time-of-filing rule; governs § 1500 applicability)
- Harbuck v. United States, 378 F.3d 1324 (Fed. Cir. 2004) (operational facts shared across claims bar under § 1500)
- Hagee v. City of Evanston, 729 F.2d 510 (7th Cir. 1984) (transactional view; preclusion applies to related complaints)
- Hayes v. City of Chicago, 670 F.3d 810 (7th Cir. 2012) (same underlying transaction supports § 1500 bar)
- Sutliffe v. Epping Sch. Dist., 584 F.3d 314 (1st Cir. 2009) (same transaction doctrine in § 1500 context)
- Central Pines Land Co. v. United States, 697 F.3d 1360 (Fed. Cir. 2012) (background vs. operative facts; applies time-of-filing rule)
- Aurora City v. West, 74 U.S. 82 (1868) (early res judicata principles informing § 1500)
