Rael v. Smith's Food & Drug Centers, Inc.
712 F. App'x 802
| 10th Cir. | 2017Background
- Thomas Rael worked 25 years as a meat cutter for Smith’s under a collective bargaining agreement (CBA); he resigned in December 2014 alleging constructive discharge after repeated harassment by his supervisor Arturo Suazo.
- Rael alleged Suazo called him names (e.g., “old man”), criticized his speed (linked to a workplace injury), and told him to find another job; Rael complained to managers and HR but alleges no effective remedy.
- Rael sued Smith’s and Suazo under New Mexico law for intentional infliction of emotional distress (IIED) and prima facie tort.
- Defendants moved to dismiss, arguing the state-law tort claims are preempted by § 301 of the Labor Management Relations Act (LMRA), 29 U.S.C. § 185(a). The district court dismissed; Rael appealed.
- The Tenth Circuit reviewed de novo whether § 301 preemption applies and affirmed dismissal, holding evaluation of Rael’s claims requires interpretation of the CBA and thus is preempted.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Rael’s IIED claim is preempted by § 301 | Rael: his IIED arises from supervisor harassment outside a disciplinary/arbitral context and can be resolved by state law without interpreting the CBA | Defendants: resolving whether conduct was “outrageous” or justified requires construing CBA terms (discipline, harassment rules, grievance/arbitration process) | Preempted — IIED claim requires interpretation of CBA; § 301 applies (affirmed) |
| Whether the prima facie tort claim is preempted by § 301 | Rael: claim is an independent state tort not requiring CBA interpretation | Defendants: whether conduct was justified ties to contractual rights/discipline provisions and grievance/arbitration scheme | Preempted — resolution requires reference to CBA; claim dismissed |
| Whether the Smith’s CBA lacked a grievable procedure for harassment claims (affecting preemption) | Rael: anti-harassment clause is aspirational/ambiguous and not clearly grievable, so arbitration/grievance route unavailable | Smith’s: CBA grievance language is broad (grievances over interpretation or application of Agreement) and arbitration is the final step; arbitrator should interpret CBA first | Court: broad grievance clause makes claims grievable; arbitrator would interpret CBA — supports § 301 preemption |
| Whether individual claims against supervisor Suazo avoid preemption | Rael: claims against an individual supervisor should not be swept into § 301 preemption | Defendants: supervisor acted within scope of employment; precedent holds IIED claims against supervisors can be preempted | Preempted — panel relied on circuit precedent (Steinbach) and rejected Rael’s unsupported contention |
Key Cases Cited
- Allis-Chalmers Corp. v. Lueck, 471 U.S. 202 (1985) (§ 301 requires federal common law and preempts state rules that define contract terms; resolution requires federal law when CBA interpretation is necessary)
- Lingle v. Norge Div. of Magic Chef, Inc., 486 U.S. 399 (1988) (state-law claims are preempted by § 301 only when their resolution requires interpreting a CBA)
- Johnson v. Beatrice Foods Co., 921 F.2d 1015 (10th Cir. 1990) (IIED claim preempted where evaluating ‘‘outrageousness’’ requires considering CBA rights; binding Tenth Circuit precedent)
- Albertson’s, Inc. v. Carrigan, 982 F.2d 1478 (10th Cir. 1993) (IIED claim not preempted where alleged conduct—fabricating shoplifting arrest—could be adjudicated without interpreting CBA)
- Fry v. Airline Pilots Ass’n, Int’l, 88 F.3d 831 (10th Cir. 1996) (IIED claims based on extreme, non-contractual union conduct need not be preempted when conduct is not arguably sanctioned by the collective bargain)
- Garley v. Sandia Corp., 236 F.3d 1200 (10th Cir. 2001) (part of IIED claim preempted but claims based on retaliatory acts after arbitration ruling were not preempted)
- Steinbach v. Dillon Cos., 253 F.3d 538 (10th Cir. 2001) (IIED claim against employer and supervisor preempted where resolution requires CBA interpretation)
