127 So. 3d 1160
Ala.2012Background
- NHM petitioned for a writ of mandamus directing entry of summary judgment in its favor on the wrongful-death claim, arguing §6-5-410 bars the action.
- Houston Earl Pynes died March 9, 2007 while at NHM; the action was filed March 6, 2009 against Jackson Hospital, Dr. Patel, and fictitious parties A/B.
- Pynes filed an amended complaint May 8, 2009; second amended complaint on January 6, 2010 substituted NHM for a fictitiously named defendant.
- NHM moved to dismiss the second amended complaint as time-barred; a later third amended complaint asserted new NHM claims.
- Discovery showed Pynes knew of NHM’s existence and role only through various references in records and communications; questions remained about whether due diligence to identify NHM was adequate.
- Trial court denied NHM’s summary-judgment motion on November 8, 2011; NHM sought mandamus this November 22, 2011, and this Court granted relief.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the petition for mandamus was timely filed. | Pynes argued Rule 54(b) certification was effective; NHM appealed late or base not timely. | NHM’s petition timely under Rule 54(b) and within 42 days after denial of summary judgment. | Timely; Rule 54(b) certification was ineffective here and did not bar later mandamus. |
| Whether second amended complaint relates back to toll the statute of limitations. | Pynes argues Rule 9(h)/Rule 15(c)(4) allow substitution of NHM for fictitious party to relate back. | Pynes failed to adequately describe the fictitious party, show ignorance of NHM, or exercise due diligence. | Relating back failed; second amended complaint did not relate back to the original complaint. |
| Whether Pynes had adequately described NHM and acted with due diligence under Rule 9(h)/15(c)(4). | Pynes had sufficiently described NHM’s role and identity through original pleadings and discovery. | Pynes did not adequately describe NHM; discovery showed lack of due diligence to discover NHM’s true identity. | Not adequately described; no due diligence; claims not tolled. |
| Whether the wrongful-death claim against NHM was time-barred by §6-5-410. | Two-year period began March 9, 2007; original filing March 6, 2009 was timely; relation back tolled period. | Without relation back, no tolling; action barred by statute of limitations. | Time-barred; NHM entitled to summary judgment. |
Key Cases Cited
- Ex parte Snow, 764 So.2d 531 (Ala.1999) (relation-back in fictitious-party cases; merits reviewed to determine tolling)
- Ex parte Stover, 663 So.2d 948 (Ala.1995) (reviewing merits of denial of summary judgment in fictitious-party context)
- Ex parte FMC Corp., 599 So.2d 592 (Ala.1992) (due diligence and relation-back in fictitious-party amendments)
- Ex parte Klemawesch, 549 So.2d 62 (Ala.1989) (writ directing entry of judgment when relation-back applies)
- Ex parte Tate & Lyle Sucralose, Inc., 81 So.3d 1217 (Ala.2011) (test for due diligence and ignorance in fictitious-party context)
- Ex parte Mobile Infirmary Ass’n, 74 So.3d 424 (Ala.2011) (due diligence and discovery in identifying fictitious defendants)
- Ex parte Jackson, 780 So.2d 681 (Ala.2000) (relation back under Rule 15(c) after fictitious naming)
- Ex parte Monsanto Co., 862 So.2d 595 (Ala.2003) (mandamus standards and extraordinary relief)
- Johnson v. Brookwood Med. Ctr., 946 So.2d 849 (Ala.2006) (two-year wrongful-death limitations under §6-5-410)
