Putnam v. Secretary of Health and Human Services
16-1273
Fed. Cl.Aug 14, 2017Background
- Petitioner Staci Putnam filed a Vaccine Program petition as personal representative for the estate of A.B., alleging the 2014 influenza vaccine caused CIDP and death.
- Petitioner filed some medical records but missed deadlines for completing the record; delays prompted an Order to Show Cause and substitution of counsel.
- Original counsel Scott Rooney moved to substitute in as attorney on June 21, 2017 and simultaneously sought interim attorneys’ fees and costs totaling $19,323.05.
- Respondent opposed interim fees at this stage and argued the requested amount was high but did not dispute good faith or reasonable basis for the claim; recommended Special Master exercise discretion on amount if award appropriate.
- The Special Master found interim fees appropriate due to potential undue hardship on counsel and awarded $15,817.50 in fees and $3,505.55 in costs, to be paid jointly to petitioner and counsel.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether interim attorneys’ fees and costs are appropriate | Rooney: interim award necessary to avoid undue hardship on counsel given uncertain, protracted proceedings | HHS: interim fees premature; amount requested too high but did not contest good faith or basis | Award appropriate; undue hardship on counsel and discretion support interim award |
| Whether petitioner demonstrated good faith and reasonable basis for claim | Petitioner did not contest these points and relied on the underlying filing and records | Respondent did not dispute good faith or reasonable basis | Good faith and reasonable basis found; requirement for fee award satisfied |
| Appropriate hourly rates for counsel and paralegal | Rooney requested $300/hr for attorneys and $55/hr for paralegal based on prior awards/local practice | Respondent challenged amount generally but did not contest these rates specifically | Special Master approved $300/hr for attorneys and $55/hr for paralegal |
| Whether requested hours and costs were reasonable | Rooney submitted time records totaling 66.2 hours (including 12.4 probate hours) and itemized costs | Respondent did not object to total time; argued generally fees too high | Special Master found hours and costs reasonable and awarded full amounts |
Key Cases Cited
- Shaw v. Secretary of Health & Human Services, 609 F.3d 1372 (Fed. Cir. 2010) (interim fees appropriate when litigation costs create undue hardship and claim has good-faith basis)
- Avera v. Secretary of Health & Human Services, 515 F.3d 1343 (Fed. Cir. 2008) (lodestar method and factors for interim fees; protracted proceedings and costly experts relevant)
- Cloer v. Secretary of Health & Human Services, 675 F.3d 1358 (Fed. Cir. 2012) (Congress intended interim fees to be available under Vaccine Act)
- Woods v. Secretary of Health & Human Services, 105 Fed. Cl. 148 (Fed. Cl. 2012) (awards of interim fees to original counsel when new counsel represents petitioner)
- Davis County Solid Waste Mgmt. & Energy Recovery Special Serv. Dist. v. EPA, 169 F.3d 755 (D.C. Cir. 1999) (Davis exception on use of local rates vs. forum rates)
- Blum v. Stenson, 465 U.S. 886 (U.S. 1984) (lodestar formula: reasonable hours times reasonable rate)
