Pratt v. Petelin
2013 U.S. App. LEXIS 17171
| 10th Cir. | 2013Background
- Mrs. Pratt sued Dr. Petelin for medical negligence in diversity, claiming four factual theories of fault arising from May 17, 2007 thyroid surgery and subsequent conduct.
- Instruction No. 9 listed four alleged negligent acts: failure to remove all thyroid tissue, failure to remove lymph nodes, failure to timely review the May 18, 2007 pathology report, and failure to consider post-surgical symptoms.
- Dr. Petelin objected only to the three latter theories, not to the first, and did not request a special verdict or object to the general verdict form.
- The jury returned a unanimous general verdict for Pratt totaling $153,000, comprising medical expenses, economic loss, and noneconomic loss.
- The district court denied post-trial motions; on appeal Petelin argued three theories lacked sufficient evidence, but the court held waiver due to lack of a special verdict.
- Court affirmed, noting evidence supported at least one theory and Petelin’s failure to request a special verdict prevented narrowing which theory supported the verdict.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the three challenged theories were supported by sufficient evidence | Pratt argues all four theories were evidence-based. | Petelin asserts three theories lacked evidentiary support under Kansas law. | Waived; court affirms because no special verdict requested. |
| Whether the general verdict must be set aside due to theory-specific insufficiency | General verdict forecloses reliance on unsupported theories. | General verdict should be reversed for legal error in theory presentation. | No reversal; waiver prevents determining reliance on any theory. |
| Whether Griffin-Dixson/McCord waiver principles apply to civil cases with multiple factual theories | Defense theory insufficiency should be reviewable despite lack of special verdict. | Waiver applies; cannot challenge insufficient evidence on unfavored theories. | Applied; reviewing court adopts waiver rule for multiple factual theories. |
| Whether the uncontested first theory supports the verdict independently | First theory provides sufficient basis for liability. | Only contested theories determine liability basis. | Uncontested first theory supports liability; overall affirmance based on waiver. |
Key Cases Cited
- Griffin v. United States, 502 U.S. 46 (1991) (distinguishes legal error from insufficiency of proof in multi-basis theories)
- Dixson v. Newsweek, 562 F.2d 626 (1977) (waiver for failure to request special verdicts when challenging only some theories)
- Anixter v. Home-Stake Production Co., 77 F.3d 1215 (1996) (reversal where jury based on an unsupported theory under a general verdict)
- McCord v. Maguire, 873 F.2d 1271 (1989) (waiver of appellate review when no special verdict requested for each theory)
- Eastern Trading Co. v. Refco, Inc., 229 F.3d 617 (2000) (multi-theory challenges and failure to request special interrogatories)
