953 F. Supp. 2d 1006
D. Minnesota2013Background
- Plaintiffs in three civil actions against St. Jude allege defects in Riata leads and resulting injuries.
- Plaintiffs claim defects include insulation abrasion risking lead failure and device malfunction.
- St. Jude issued two Dear Doctor letters (2010 and 2011) stating abrasion rates but no recalls at that time.
- FDA issued a Class I recall on December 21, 2011 for Riata leads, highlighting insulation failure concerns.
- Plaintiffs seek to amend complaints to add Count V (negligence—failure to warn) and Count VI (breach of express warranty).
- Court grants amendment limited to additional factual allegations but denies Counts V and VI due to preemption analyses.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Count V is preempted under § 360k(a). | Plaintiffs contend state duty to warn parallels federal MDR duties. | St. Jude argues failure-to-warn claims are preempted as they would impose requirements different from or in addition to FDA rules. | Count V preempted (express and implied). |
| Whether Count VI is preempted under § 360k(a). | Breach-of-express-warranty claims based on voluntary statements are not preempted; some labels/statements may be FDA-approved. | Express warranty claims based on FDA-approved label statements are preempted; voluntary warranties may be not. | Count VI preempted to extent based on FDA-approved label; not preempted for voluntary statements—but court finds claims insufficiently pled and thus preempted. |
| Whether the Court should grant the amendment as to additional factual allegations. | Additional facts regarding FDA inspections and PMA history are relevant to claims and not unduly prejudicial. | Allegations unrelated to pleaded claims lack linkage and should be denied. | Additional factual allegations granted. |
| Whether amended claims would survive a Rule 12(b)(6) dismissal based on preemption. | Amendments are not futile because they could state parallel state duties to warn. | Amendments alleging MDR reporting claims are futile due to express/implied preemption and lack of equivalent state duties. | Amendments as to Counts V and VI denied; futile due to preemption. |
Key Cases Cited
- Riegel v. Medtronic, Inc., 552 U.S. 312 (U.S. 2008) (PMAs preempt state claims that add to federal requirements)
- In re Medtronic, Inc., Sprint Fidelis Leads Prods. Liab. Litig., 623 F.3d 1200 (8th Cir. 2010) (parallel claims must be genuinely equivalent to FDA duties to avoid preemption)
- In re Medtronic, Inc., Sprint Fidelis Leads Prods. Liab. Litig., 592 F. Supp. 2d 1147 (D. Minn. 2009) (district court preemption analysis on MDR reporting claims)
- Buckman Co. v. Plaintiffs’ Legal Comm., 531 U.S. 341 (U.S. 2001) (FDCA preemption of private enforcement actions)
- Riley v. Cordis Corp., 625 F. Supp. 2d 769 (D. Minn. 2009) (express warranty claims based on FDA-approved statements often preempted)
- Kociemba v. G.D. Searle & Co., 707 F. Supp. 1517 (D. Minn. 1989) (post-sale duty to warn not tied to FDA reporting requirements)
- Hodder v. Goodyear Tire & Rubber Co., 426 N.W.2d 832 (Minn. 1982) (post-sale duty to warn concept; state duties must parallel federal requirements)
- Kinetic Co., Inc. v. Medtronic, Inc., 2011 WL 1485601 (D. Minn. 2011) (not included due to WL; referenced for preemption discussion)
