Phillips v. Ivey
4:24-cv-00395
N.D. Ala.Mar 11, 2025Background
- Matthew Sherman Phillips filed a pro se habeas corpus petition in the Northern District of Alabama, initially invoking 28 U.S.C. § 2241, challenging aspects of his custody related to his 2008 state sentence.
- The Magistrate Judge treated the petition as brought under 28 U.S.C. § 2254 and recommended it be dismissed as an unauthorized successive petition, lacking jurisdiction per 28 U.S.C. § 2244(b)(3)(A).
- Phillips moved for his objections to be accepted late due to delayed receipt of the Magistrate’s report; the district court granted his request and considered the objections.
- Phillips argued: (1) the recharacterization from § 2241 to § 2254 was improper without warning, and (2) that § 2254 was inapplicable as he challenged the execution (not the validity) of his sentence.
- The Magistrate’s report and the district court rejected both arguments and granted the respondent’s motion to dismiss, dismissing the habeas petition without prejudice for lack of jurisdiction.
Issues
| Issue | Phillips's Argument | Respondent's Argument | Held |
|---|---|---|---|
| Was the petition properly recharacterized as one under § 2254? | Court must warn petitioner before recharacterizing; Castro applies. | No warning required for successive petitions per Castro. | No warning required for successive petitions. |
| Does § 2254 apply if challenging sentence execution, not conviction? | § 2254 governs attacks on conviction, not on execution of sentence. | § 2254 applies since Phillips is in custody per judgment. | § 2254 applies; challenge is under its purview. |
| Jurisdiction over a successive habeas petition under § 2254 | District court should have jurisdiction. | Court lacks jurisdiction without appeals court approval. | No jurisdiction over successive habeas petitions. |
| Motion to convert to § 2241 | Petition should be treated under § 2241 due to nature of claims. | Petitioner is a state prisoner in custody per judgment. | Motion to convert to § 2241 denied. |
Key Cases Cited
- Castro v. United States, 540 U.S. 375 (2003) (court must warn before recharacterizing initial pro se motion as first habeas petition, but not required for successive petitions)
- Gonzalez v. Sec’y for Dep’t of Corrs., 366 F.3d 1253 (11th Cir. 2004) (Castro warning does not apply to successive or recharacterized petitions)
- Thomas v. Crosby, 371 F.3d 782 (11th Cir. 2004) (state prisoner in custody per state judgment must proceed under § 2254, even challenging execution)
- Medberry v. Crosby, 351 F.3d 1049 (11th Cir. 2003) (§ 2254 applies to state prisoners regardless of challenge to execution or validity of sentence)
- Singleton v. Norris, 319 F.3d 1018 (8th Cir. 2003) (§ 2254 is exclusive remedy for state prisoners, including challenges to execution of sentences)
- Coady v. Vaughn, 251 F.3d 480 (3d Cir. 2001) (state prisoners must use § 2254 to challenge execution of state sentences)
