Phillips v. Harmon
297 Ga. 386
| Ga. | 2015Background
- Newborn Lee V. Phillips IV allegedly suffered severe neurological injury from perinatal oxygen deprivation; plaintiffs (Phillips by mother Hector) sued various medical providers and Henry Medical Center for malpractice.
- After a multi-day trial the jury returned a defense verdict; plaintiffs moved for a new trial arguing (1) the trial judge communicated ex parte with the jury during deliberations and did not disclose the content to parties/counsel, and (2) the court refused plaintiffs’ requested spoliation instruction for destroyed fetal monitor strips.
- Juror affidavits (obtained post-verdict) stated the jury sent a note saying they could not reach a unanimous verdict and the judge replied “please continue deliberating”; the judge later supplemented the record with his own recollection because the original note was not preserved.
- The trial judge supplemented the record sua sponte, plaintiffs sought recusal; the judge who heard the new-trial motion denied relief, finding the judge’s ex parte note not coercive and that defendants lacked notice of pending litigation when monitor strips were destroyed.
- The Court of Appeals reversed as to the ex parte jury communication (ordering a new trial) but upheld refusal to give the spoliation charge; the Georgia Supreme Court affirmed in part and reversed in part.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Trial judge communicated with jury ex parte during deliberations (jury inability to reach verdict) | Ex parte communication denied Phillips and Hector the constitutional/state right to be present; nondisclosure prevented counsel from objecting or preserving the record, warranting reversal | Judge’s response was brief, not coercive or misleading; error (if any) was harmless given evidence and short nature of contact | Reversed trial court; Court of Appeals was correct to order new trial under unique facts—party was totally excluded and prejudice could not be assessed because note was not preserved |
| Refusal to give requested spoliation/instruction for destroyed fetal monitor strips | Henry Medical Center triggered preservation duty by invoking internal Sentinel Events investigation, notifying insurer and counsel, making litigation reasonably foreseeable; instruction/presumption should have been given | No actual notice of claim or litigation from plaintiff; routine destruction policy and internal steps alone do not automatically establish duty to preserve | Reversed Court of Appeals on legal standard: duty to preserve arises when litigation is reasonably foreseeable to the party controlling evidence (actual or constructive notice); remanded for reconsideration under corrected legal standard (trial court discretion remains for sanctions/instruction) |
Key Cases Cited
- Kesterson v. Jarrett, 291 Ga. 380 (affirming strong right of civil parties to be present during trial proceedings)
- Hanifa v. State, 269 Ga. 797 (criminal defendant’s right to be present during judge–jury communications; presumption of prejudice absent clear proof of nonprejudicial nature)
- Lowery v. State, 282 Ga. 68 (judge–jury communication about jury deadlock is substantive and implicates right to be present)
- Silman v. Assoc. Bellemeade, 286 Ga. 27 (spoliation defined; "potential for litigation" means litigation that is contemplated or pending)
- Baxley v. Hakiel Indus., 282 Ga. 312 (discussed in spoliation context regarding notice/foreseeability)
- Cotton States Fertilizer Co. v. Childs, 179 Ga. 23 (rebuttable adverse-inference instruction for spoliation is an exceptional remedy; use caution)
