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Phillips, Kenneth Wayne
WR-82,412-05
| Tex. App. | Apr 15, 2015
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Background

  • Kenneth Phillips filed pro se habeas corpus relief in Ex parte, challenging ineffective assistance of counsel during plea negotiations in Harris County, Texas.
  • Phillips alleges he was offered a 15-year plea which his attorney failed to communicate to prosecutors, leading to its lapse and his current 35-year sentence.
  • The attorney allegedly coerced Phillips to reject the 15-year offer and provided erroneous, misleading advice influencing the harsher outcome.
  • Phillips contends the representation violated Strickland and related Sixth Amendment standards, aided by Lafler and Frye analyses.
  • Texas court is urged to return to the 15-year offer or provide other post-conviction relief consistent with Frye/Lafler and related authorities.
  • The motion cites ABA standards and various state and federal authorities on the duty to communicate plea offers and ensure effective assistance during plea bargaining.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Was counsel ineffective for not communicating the plea offer? Phillips (Phillips) Harris allegedly failed to convey the 15-year offer Yes; potential relief including reoffer of 15 years
Did counsel's advice prejudice the outcome of the plea/b sentence? Phillips would have accepted 15 years Counsel's guidance not prejudicial Yes; prejudice shown under Strickland/Lafler/Frye
Does the record show coercion or misinformation by counsel affecting the plea decision? Counsel coerced rejection and misled about offers No coercion shown beyond arguable ineffectiveness Prejudice established; relief warranted
Are Frye/Lafler applicable to post-conviction relief for plea-offer failures? Frye/Lafler require remedy when offer lapse due to counsel's failure Frye/Lafler limited to plea-stage relief Applicable; remedy possible
Should the court order reoffering the 15-year plea or other relief? Court should return to the 15-year offer Relief beyond reoffer unnecessary Relief appropriate; reoffer or equivalent remedy
Do ABA standards support immediate communication of offers? ABA standards require prompt communication Standards are advisory Standards support remedy

Key Cases Cited

  • Missouri v. Frye, 566 U.S. 2012 (2012) (duty to communicate formal plea offers to the defendant)
  • Lafler v. Cooper, 566 U.S. 2012 (2012) (ineffective assistance where rejection of plea leads to harsher sentence)
  • Hill v. Lockhart, 474 U.S. 52 (1985) (Strickland standard applied to guilty pleas)
  • McMann v. Richardson, 397 U.S. 759 (1970) (Sixth Amendment right to counsel in plea negotiations)
  • Padilla v. Kentucky, 559 U.S. (2010) (2010) (counsel must provide accurate advice on immigration consequences (contextual))
  • Aba Ein v. State, 921 S.W.2d 807 (Tex.App.—Houston [1st Dist] 1995) ( Sixth Amendment counsel requirements in Texas context)
  • Gillum v. State, 959 S.W.2d 642 (Tex.App.—Houston 1995) (comparison to involuntary plea due to erroneous advice)
Read the full case

Case Details

Case Name: Phillips, Kenneth Wayne
Court Name: Court of Appeals of Texas
Date Published: Apr 15, 2015
Docket Number: WR-82,412-05
Court Abbreviation: Tex. App.