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Peter Elvik v. Renee Baker
660 F. App'x 538
| 9th Cir. | 2016
Read the full case

Background

  • Petitioner Peter Elvik (then 14) was tried for a killing; he sought a jury instruction based on Nev. Rev. Stat. § 194.010, which presumes children ages 8–14 lack capacity to distinguish right from wrong unless the prosecution proves otherwise by clear proof. The trial court refused the instruction.
  • At trial the prosecution presented evidence including flight, hiding the victim’s gun and wallet, giving a false name, long-distance use of the victim’s car, and admissions; defense emphasized youth, immaturity, and inconsistent statements (e.g., claimed LSD use, fear, childish remarks).
  • After conviction, Elvik obtained collateral relief: the district court conditionally granted his 28 U.S.C. § 2254 habeas petition, concluding the omission of the § 194.010 instruction was not harmless.
  • Nevada Supreme Court issued a reasoned decision applying a state-law harmlessness standard (not Chapman); the Ninth Circuit reviewed whether the district court should have instead developed alternative theories to uphold the state ruling and whether the instructional error was harmless under federal law.
  • The Ninth Circuit held the district court was not required to create alternative theories for the Nevada Supreme Court’s reasoned decision, concluded the state court had applied the wrong harmless-error standard (so federal review was de novo), and determined the instructional omission was not harmless under Brecht/Kotteakos.

Issues

Issue Plaintiff's Argument (Nevada / State) Defendant's Argument (Elvik) Held
Whether the district court was required to develop alternative theories to sustain the Nevada Supreme Court’s decision District argued the district court should craft alternative rationales to support the state decision Elvik argued the Nevada Supreme Court issued a reasoned decision; no alternative theories were needed Court held district court was not obligated to develop alternative theories; state court provided a reasoned opinion
Whether omission of jury instruction under Nev. Rev. Stat. § 194.010 was harmless on collateral review State argued the evidence overwhelmingly showed Elvik knew right from wrong and any error was harmless under Brecht/Davis Elvik argued the presumption under § 194.010 shifted a substantive element and its omission relieved the prosecution of its burden, producing actual prejudice Court held omission was not harmless: state court applied wrong standard so federal de novo review; under Brecht/Kotteakos the record raises grave doubt and a reasonable probability of a different result

Key Cases Cited

  • Harrington v. Richter, 562 U.S. 86 (summary decisions and obligation of lower courts to supply alternative grounds)
  • Davis v. Ayala, 135 S. Ct. 2187 (state harmless-error review must be assessed under § 2254(d); clarifies standard for federal habeas review of harmless-error determinations)
  • Brecht v. Abrahamson, 507 U.S. 619 (collateral-review harmless-error standard: substantial and injurious effect or influence)
  • Kotteakos v. United States, 328 U.S. 750 (inquiry whether error substantially influenced jury verdict; grave doubt rule)
  • Chapman v. California, 386 U.S. 18 (federal standard for harmlessness of constitutional error)
Read the full case

Case Details

Case Name: Peter Elvik v. Renee Baker
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Oct 26, 2016
Citation: 660 F. App'x 538
Docket Number: 13-17530, 14-15126
Court Abbreviation: 9th Cir.