Peter Elvik v. Renee Baker
660 F. App'x 538
| 9th Cir. | 2016Background
- Petitioner Peter Elvik (then 14) was tried for a killing; he sought a jury instruction based on Nev. Rev. Stat. § 194.010, which presumes children ages 8–14 lack capacity to distinguish right from wrong unless the prosecution proves otherwise by clear proof. The trial court refused the instruction.
- At trial the prosecution presented evidence including flight, hiding the victim’s gun and wallet, giving a false name, long-distance use of the victim’s car, and admissions; defense emphasized youth, immaturity, and inconsistent statements (e.g., claimed LSD use, fear, childish remarks).
- After conviction, Elvik obtained collateral relief: the district court conditionally granted his 28 U.S.C. § 2254 habeas petition, concluding the omission of the § 194.010 instruction was not harmless.
- Nevada Supreme Court issued a reasoned decision applying a state-law harmlessness standard (not Chapman); the Ninth Circuit reviewed whether the district court should have instead developed alternative theories to uphold the state ruling and whether the instructional error was harmless under federal law.
- The Ninth Circuit held the district court was not required to create alternative theories for the Nevada Supreme Court’s reasoned decision, concluded the state court had applied the wrong harmless-error standard (so federal review was de novo), and determined the instructional omission was not harmless under Brecht/Kotteakos.
Issues
| Issue | Plaintiff's Argument (Nevada / State) | Defendant's Argument (Elvik) | Held |
|---|---|---|---|
| Whether the district court was required to develop alternative theories to sustain the Nevada Supreme Court’s decision | District argued the district court should craft alternative rationales to support the state decision | Elvik argued the Nevada Supreme Court issued a reasoned decision; no alternative theories were needed | Court held district court was not obligated to develop alternative theories; state court provided a reasoned opinion |
| Whether omission of jury instruction under Nev. Rev. Stat. § 194.010 was harmless on collateral review | State argued the evidence overwhelmingly showed Elvik knew right from wrong and any error was harmless under Brecht/Davis | Elvik argued the presumption under § 194.010 shifted a substantive element and its omission relieved the prosecution of its burden, producing actual prejudice | Court held omission was not harmless: state court applied wrong standard so federal de novo review; under Brecht/Kotteakos the record raises grave doubt and a reasonable probability of a different result |
Key Cases Cited
- Harrington v. Richter, 562 U.S. 86 (summary decisions and obligation of lower courts to supply alternative grounds)
- Davis v. Ayala, 135 S. Ct. 2187 (state harmless-error review must be assessed under § 2254(d); clarifies standard for federal habeas review of harmless-error determinations)
- Brecht v. Abrahamson, 507 U.S. 619 (collateral-review harmless-error standard: substantial and injurious effect or influence)
- Kotteakos v. United States, 328 U.S. 750 (inquiry whether error substantially influenced jury verdict; grave doubt rule)
- Chapman v. California, 386 U.S. 18 (federal standard for harmlessness of constitutional error)
