Personal Restraint Petition Of David Toan Mai
81229-7
| Wash. Ct. App. | Jun 21, 2021Background
- Mai, DiagnosTechs' longtime CFO, embezzled over $1,000,000 over many years and was arrested in May 2015 while attempting to leave for Vietnam with cash and storage devices.
- In April 2017 Mai pleaded guilty to first-degree theft, stipulated a major economic-offense aggravator, and agreed to pay $2,655,355.79 restitution.
- The State sought a 100-month sentence based on allegations Mai secreted roughly $1.2 million overseas and could not be made whole; the victim/owner urged a lengthy sentence and described extensive losses.
- Defense counsel submitted a presentence report, 16 character letters, and argued Mai had zero criminal history and family hardship; counsel did not object at sentencing to the prosecutor’s or victim’s remarks.
- The court imposed a 100-month exceptional sentence, entered written findings identifying multiple independent aggravating factors (major economic offense, long duration, abuse of trust), and the sentence was affirmed on direct appeal.
- Mai filed a personal restraint petition claiming ineffective assistance at sentencing for (1) failing to object to improper remarks and (2) failing to present adequate mitigating evidence; the court denied the PRP, finding no actual prejudice and that the written findings alone justified the exceptional sentence.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether counsel was ineffective for failing to object to prosecutor/victim remarks | Mai: counsel should have objected because remarks were improper and prejudicial | Court/State: even if objected, sentencing judge relied on independent, written aggravating findings unrelated to those remarks | Denied — Mai failed to show prejudice; judge’s findings independently support the exceptional sentence |
| Whether counsel was ineffective for failing to present mitigating evidence | Mai: counsel "essentially" presented no mitigation; should have emphasized zero offender score and standard-range sentence | Court/State: counsel filed PSR, submitted character letters, argued zero history and family hardship; court considered but declined to mitigate | Denied — Mai did not submit sufficient facts to show counsel’s performance caused prejudice |
Key Cases Cited
- In re Pers. Restraint of Meippen, 193 Wn.2d 310 (discussing petitioner’s burden to show actual prejudice)
- In re Pers. Restraint Petition of Davis, 152 Wn.2d 647 (standard for proving ineffective assistance based on failure to object at sentencing)
- In re Pers. Restraint of Rice, 118 Wn.2d 876 (no need to reach deficiency if no prejudice shown; requirement to submit sufficient facts)
- State v. Alvarado, 89 Wn. App. 543 (deference to legitimate tactical decisions by counsel)
