People v. Xiong CA3
C093103
Cal. Ct. App.Oct 27, 2021Background
- Sou Xiong pleaded no contest to assault by means likely to cause great bodily injury and was sentenced to the upper term of four years in prison.
- The court imposed a $300 restitution fine, a $40 court operations assessment, and a $30 conviction assessment; defense counsel did not object or request an ability-to-pay hearing at sentencing.
- People v. Dueñas (2019) had held that courts must consider a defendant’s ability to pay before imposing certain fines and fees; Xiong was sentenced on October 28, 2020 (after Dueñas).
- Xiong moved postjudgment under Penal Code §1237.2 to stay the fines and fees pending an ability-to-pay hearing; the trial court denied the motion.
- On appeal Xiong argued the fines must be stayed (Dueñas), that the restitution fine was unconstitutionally excessive, and that trial counsel’s failure to object amounted to ineffective assistance.
- The Court of Appeal held Xiong forfeited his challenges by not objecting at sentencing and that counsel was not constitutionally ineffective; the judgment was affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether fines/fees must be stayed pending an ability-to-pay hearing (Dueñas claim) | Forfeited because Xiong did not object at sentencing | Dueñas requires an ability-to-pay hearing before imposing fines/fees | Forfeited; normal preservation rules apply |
| Whether restitution fine is unconstitutionally excessive (Eighth Amendment/equal protection) | Forfeited by failure to object | Fine is excessive/unconstitutional | Forfeited; court did not reach the merits |
| Whether counsel was ineffective for not objecting under Dueñas | No prejudice because trial court later considered and denied §1237.2 motion | Counsel ineffective for failing to invoke Dueñas at sentencing | Counsel not ineffective: defendant cannot show prejudice |
Key Cases Cited
- People v. Dueñas, 30 Cal.App.5th 1157 (requires an ability-to-pay inquiry before imposing certain fines and fees)
- People v. Nelson, 51 Cal.4th 198 (failure to object forfeits claim that court erred in assessing fines without considering ability to pay)
- People v. Gamache, 48 Cal.4th 347 (same forfeiture principle applied to fines)
- People v. Trujillo, 60 Cal.4th 850 (constitutional nature of ability-to-pay claim does not excuse forfeiture)
- People v. Scott, 9 Cal.4th 331 (to preserve sentencing issues for appeal, they must be raised in the trial court)
- Strickland v. Washington, 466 U.S. 668 (two-prong standard for ineffective assistance of counsel)
- People v. Ledesma, 43 Cal.3d 171 (California authority articulating prejudice requirement for ineffective assistance)
