People v. Tyrell
22 N.Y.3d 359
NY2013Background
- Defendant Cavell Craig Tyrell pleaded guilty in two separate misdemeanor marijuana cases after arraignment: one plea to PL 221.10 (possession) for time served (Feb 2009 arrest), and one plea to PL 221.40 (sale) accepting 10 days (Oct 2009 arrest).
- Both pleas were taken during arraignment soon after arrest; defense counsel was present and negotiated the disposition in court.
- The plea colloquies contain no on-the-record advisals or affirmative waivers of the constitutional rights described in Boykin (jury trial, confrontation, privilege against self-incrimination).
- Appellate Term affirmed both convictions, deeming Boykin challenges unpreserved because no postallocution motion (CPL 220.60(3)) or CPL 440.10 motion was filed; it alternatively found the allocutions sufficient.
- The Court granted leave, reviewed preservation doctrines (Lopez/Louree line), and considered whether the silent records affirmatively show waiver of Boykin rights.
Issues
| Issue | People's Argument | Tyrell's Argument | Held |
|---|---|---|---|
| Whether Boykin-related voluntariness claims are preserved without a postallocution motion | Lopez requires postallocution motion; unpreserved | Lopez/Louree exceptions apply; reviewable on direct appeal | Court: Reviewable here—practical impossibility of postallocution motion and/or mode-of-proceedings constitutional error allows direct review |
| Whether the plea colloquies affirmatively show waiver of Boykin rights | Colloquies read in context show knowing, voluntary pleas | Record silent as to waiver; no discussion of constitutional rights or attorney advice | Court: Records lack affirmative showing of waiver; pleas not knowing/voluntary |
| Whether absence of on-the-record advisals requires reversal absent showing of prejudice | People: context and counsel presence mitigate silence; preservation rules apply | Tyrell: Boykin and precedent require affirmative record; silence mandates reversal | Court: No prejudice inquiry needed when record is silent; vacate pleas |
| Remedy where plea vacated and sentence served | People: conviction should stand or limited relief | Tyrell: dismissal appropriate because sentence already served | Court: Vacate pleas and dismiss the misdemeanor complaints (sentences served) |
Key Cases Cited
- Boykin v. Alabama, 395 U.S. 238 (1969) (guilty plea must be voluntary and intelligently waive core constitutional rights)
- People v. Lopez, 71 N.Y.2d 662 (1988) (preservation rule: postallocution motion required to challenge allocution except in rare cases)
- People v. Louree, 8 N.Y.3d 541 (2007) (permits direct appeal when motion to withdraw or vacate is practically unavailable)
- People v. Catu, 4 N.Y.3d 242 (2005) (failure to advise of postrelease supervision requires reversal regardless of prejudice)
- United States v. Dominguez Benitez, 542 U.S. 74 (2004) (when record contains no evidence defendant knew rights waived, conviction must be reversed)
- People v. Harris, 61 N.Y.2d 9 (1983) (rejects rigid catechism but requires an affirmative showing of waiver on the record)
- People v. Fiumefreddo, 82 N.Y.2d 536 (1993) (record must affirmatively show waiver of constitutional rights)
