People v. Stamps
9 Cal.5th 685
| Cal. | 2020Background
- William Stamps pled guilty to one count of first-degree burglary and admitted one prior serious felony, in exchange for a stipulated nine-year prison term (low term doubled under Three Strikes plus a 5-year serious-felony enhancement); other counts were dismissed.
- Stamps filed a timely appeal; the trial court denied a certificate of probable cause under Penal Code §1237.5.
- While the appeal was pending, Senate Bill No. 1393 (effective Jan. 1, 2019) amended Penal Code §1385 to permit a trial court to strike a serious-felony enhancement in furtherance of justice.
- Stamps argued on appeal that SB 1393 should be applied retroactively and the case remanded so the trial court could consider striking the 5-year enhancement.
- The Court of Appeal held no certificate was required and SB 1393 applied retroactively and remanded; the California Supreme Court affirmed that no certificate was required and that SB 1393 is retroactive, but modified the remand procedure.
- The Supreme Court held Stamps is entitled to a limited remand to seek relief under SB 1393, but a trial court may not unilaterally strike the enhancement while otherwise enforcing the plea; striking the enhancement has consequences (e.g., prosecution may withdraw or plea approval may be rescinded).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a §1237.5 certificate of probable cause was required to pursue this appeal | A certificate is required because the sentence was part of a negotiated plea | No certificate required; claim is a postplea, noncertificate challenge based on a change in law | No certificate required — appeal raises postplea noncertificate grounds (change-in-law claim) |
| Whether SB 1393 applies retroactively | (AG did not contest ameliorative nature) | SB 1393 is ameliorative and applies retroactively under In re Estrada because the judgment was not final | SB 1393 applies retroactively to nonfinal judgments |
| Whether the trial court may strike the serious-felony enhancement on remand but otherwise leave the plea bargain intact | The court lacks authority to unilaterally modify a negotiated plea; prosecution’s interests must be protected | The court may strike the enhancement and otherwise preserve the plea | Trial court may not unilaterally strike an enhancement and keep the rest of a negotiated plea intact; doing so has consequences to the plea agreement |
| Proper remedy/remand procedure | Remand is futile / plea should be insulated | Remand for the court to consider striking the enhancement | Limited remand ordered so defendant can request §1385 relief; if court declines, sentence stands; if court favors striking, prosecution may withdraw or parties may renegotiate, or court may withdraw plea approval |
Key Cases Cited
- In re Estrada, 63 Cal.2d 740 (presumption that ameliorative criminal statutes apply retroactively to nonfinal judgments)
- People v. Panizzon, 13 Cal.4th 68 (certificate of probable cause required when appeal attacks plea validity)
- People v. French, 43 Cal.4th 36 (postplea sentencing errors may be appealed without a certificate when they do not attack plea validity)
- People v. Buttram, 30 Cal.4th 773 (issues left open by a plea permit postplea appeals without a certificate)
- Harris v. Superior Court, 1 Cal.5th 984 (electorate/legislature may apply ameliorative changes to pleas; Proposition 47 applied retroactively)
- People v. Romero, 13 Cal.4th 497 (trial court discretion under §1385 to strike strikes and Romero framework)
- People v. Ellis, 43 Cal.App.5th 925 (limited remand appropriate to allow defendants to seek relief under SB 1393)
- People v. Collins, 21 Cal.3d 208 (when an intervening law eliminates the offense, prosecution may reinstate dismissed counts as consequence to preserve bargaining position)
