People v. Smith CA4/3
G059572
| Cal. Ct. App. | Dec 14, 2021Background
- In 2006 Smith was convicted of multiple felonies and sentenced to an indeterminate term of 380 years plus; prior appeals followed.
- In 2016 this court reversed the trial court’s denial of a section 1170.126 resentencing petition and remanded for the trial court to determine Smith’s eligibility for resentencing.
- In 2019 Smith filed a habeas petition asserting, inter alia, that under People v. Vargas his multiple 1995 juvenile adjudications arose from a single act/victim and therefore constituted only one strike. Judge Tavill initially found Smith’s Vargas claim conclusory.
- In July–August 2020 the trial court set a resentencing; Smith was not present. The court cited COVID-19 transportation restrictions and found “good cause” to proceed in his absence.
- At resentencing Judge Uhler reconsidered the Vargas issue (with the prosecutor conceding the 1995 crimes were one incident), treated the case as a two-strike matter, imposed a determinate term of 42 years 4 months, but did not formally dismiss a strike.
- On appeal this court held the trial court’s absence ruling violated Smith’s federal and state right to be present at a critical stage, reversed the resentencing, directed a new resentencing with Smith present (unless he validly waives), and instructed the trial court to dismiss one strike under Vargas on remand.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Was it lawful to sentence Smith in absentia based on COVID-19 “good cause”? | AG: any error was harmless; COVID transport restrictions justified proceeding. | Smith: no waiver; constitutional right to be personally present at resentencing was violated. | Court: Presence right violated; reversal and remand for resentencing with Smith present unless he waives knowingly under §1193. |
| Could the trial court decide the Vargas claim on habeas and apply it at resentencing? | AG: trial court exceeded the limited remand or lacked authority. | Smith: trial court had jurisdiction to adjudicate Vargas claim and did so. | Court: trial court had jurisdiction; it properly addressed Vargas and the prosecutor conceded the 1995 incidents were one event. |
| Did the prior appellate remand preclude resentencing? | AG: remand only required threshold eligibility determination, not resentencing. | Smith: trial court acted within remit after finding eligibility. | Court: remand permitted the court to determine eligibility and then resentence; no error in resentencing itself (but presence error). |
| Must the trial court dismiss a prior strike under Vargas? | AG: contended some ambiguity about whether Vargas applied; cannot now retreat from concession. | Smith: Vargas requires dismissal of one of the strikes if priors arise from same act/victim. | Court: Trial court must formally dismiss one strike on remand per Vargas; appellate court will not impose a specific sentence. |
Key Cases Cited
- People v. Vargas, 59 Cal.4th 635 (2014) (when multiple priors arise from the same act/victim they may count as a single strike)
- People v. Cunningham, 61 Cal.4th 609 (2015) (a defendant’s waiver of the right to be present must be knowing and intelligent)
- People v. Cutting, 42 Cal.App.5th 344 (2019) (resentencing is a critical stage; counsel’s representation can sometimes suffice to show waiver)
- People v. Buycks, 5 Cal.5th 857 (2018) (appellate court should not substitute a new sentence on remand; sentencing discretion belongs to the trial court)
- People v. Romero, 8 Cal.4th 728 (1994) (courts of appeal and superior courts have jurisdiction to adjudicate habeas corpus matters)
