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People v. Evans
2017 IL App (3d) 160019
| Ill. App. Ct. | 2017
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Background

  • Paul J. Evans III pleaded guilty to home invasion and was sentenced to 12 years (85% to be served due to great bodily harm finding).
  • Evans filed repeated motions to reconsider his sentence; each was denied and resulted in multiple appeals.
  • This court repeatedly remanded because defense counsel failed to strictly comply with Illinois Supreme Court Rule 604(d) certification requirements.
  • On Jan. 8, 2016 counsel filed a Rule 604(d) certificate that stated counsel was "the original counsel" at plea and sentencing and had examined the plea transcript, but did not state he examined the sentencing transcript.
  • The version of Rule 604(d) in effect Dec. 3, 2015 briefly limited the certification requirement to motions to withdraw guilty pleas; the March 8, 2016 amendment removed that limiting clause. The court applied the March 8, 2016 amendment retroactively.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether counsel was required to file a Rule 604(d) certificate for a motion to reconsider sentence filed Jan. 8, 2016 The December 3, 2015 rule meant a certificate was not required for a motion to reconsider sentence The December 3, 2015 limiting clause was a scrivener’s error and the March 8, 2016 amendment should apply retroactively, so a certificate was required Applied March 8, 2016 amendment retroactively; certificate requirement applies to motions to reconsider sentence
Whether the March 8, 2016 amendment can be applied retroactively The State did not contest retroactivity Evans argued the amendment is procedural and may be applied retroactively to restore longstanding protections Court held the amendment is procedural, retroactive application is appropriate, and not applying it would produce inequitable results
Whether counsel strictly complied with Rule 604(d) in the Jan. 8, 2016 certificate The State conceded counsel failed strict compliance but argued remand unnecessary because Evans had full and fair hearings previously Evans argued strict compliance is mandatory and prior proceedings were void or insufficient Court held counsel failed strict compliance (did not certify examination of sentencing transcript) and remand is required
Whether remand is unnecessary under People v. Shirley because Evans already had full and fair opportunity The State argued Shirley permits forgiveness of technical defects when a full and fair hearing occurred Evans argued prior purported compliant hearing was void for lack of jurisdiction, so no valid full-and-fair postplea hearing occurred Court distinguished Shirley: here no compliant certificate was ever filed in a court of competent jurisdiction, so Shirley does not bar remand; remand ordered

Key Cases Cited

  • People v. Janes, 158 Ill. 2d 27 (1994) (requires strict compliance with Rule 604(d) and prescribes remand as remedy for noncompliance)
  • People v. Shirley, 181 Ill. 2d 359 (1998) (forgives certain technical Rule 604(d) defects when defendant already received a full and fair hearing)
  • People v. Steinmetz, 110 Ill. App. 3d 439 (1982) (addresses requirement that counsel certify examination of transcripts)
  • People v. Love, 385 Ill. App. 3d 736 (2008) (substantive compliance with Rule 604(d) is necessary to ensure fairness)
  • Allegis Realty Investors v. Novak, 223 Ill. 2d 318 (2006) (procedural amendments may be applied retroactively)
Read the full case

Case Details

Case Name: People v. Evans
Court Name: Appellate Court of Illinois
Date Published: Apr 21, 2017
Citation: 2017 IL App (3d) 160019
Docket Number: 3-16-0019
Court Abbreviation: Ill. App. Ct.