People v. Echevarria
21 N.Y.3d 1
NY2013Background
- Three defendants (Echevarria, Moss, Johnson) were charged in buy-and-bust drug-sale cases in northern Manhattan and East Harlem.
- Courts held Hinton hearings to decide whether to close the courtroom during undercover officers’ testimony to protect safety and ongoing investigations.
- Closures were narrowly tailored: the courtrooms were closed during specific officers’ testimony, with limited exceptions for family members attending trials.
- At trial, testimony from the undercover officers was in closed sections, while other witnesses testified openly in court.
- Echevarria challenged a jury agency-charge instruction; Moss and Johnson challenged only the courtroom closures as applied to their trials.
- This Court held: closures were constitutionally permissible under Waller prong analysis, but Echevarria required a new trial due to error in the agency-defense jury instruction; Moss and Johnson upheld.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether closure satisfied Waller prong one (overriding interest). | Moss and Johnson: sufficient nexus between officer safety and closed testimony. | Moss and Johnson: geographic vagueness undermines nexus; Echevarria was similar but not identical. | Prong one satisfied; closures upheld. |
| Whether trial courts adequately addressed Waller prong three (reasonable alternatives). | Presley requires explicit on-record consideration of alternatives; Ramos allows implied consideration. | Absent explicit discussion of alternatives, reversal is required. | No prong three violation under Presley/Ramos as record supports implied consideration. |
| Whether the jury instruction on the agency defense was proper for Echevarria (and Johnson). | Agency defense properly conveyed by listing factors; Johnson adequate. | Echevarria’s charge was imbalanced and improperly limited; omitted key factors. | Echevarria: new trial ordered due to erroneous agency-charge instruction; Moss/Johnson affirmed. |
Key Cases Cited
- Ramos v. New York, 90 N.Y.2d 490 (1997) (upholds implied consideration of alternatives to closure in buy-and-bust cases; governs prong three analysis)
- Waller v. Georgia, 467 U.S. 39 (1984) (four-part test for courtroom closures; need adequate findings)
- Press-Enterprise Co. v. Superior Court, Riverside County, 464 U.S. 501 (1984) (prong three requires consideration of alternatives; bulk closures scrutinized)
- Press-Enterprise Co. v. Superior Court, Riverside County (II), 478 U.S. 1 (1986) (limits on breadth of closure; requires alternatives to total suppression)
- Presley v. Georgia, 558 U.S. 209 (2010) (requires trial courts to consider reasonable alternatives to closure even if not raised by parties)
- People v. Martinez, 82 N.Y.2d 436 (1993) (limits on nexus between safety concerns and open testimony; specificity required)
- People v. Ayala, 90 N.Y.2d 490 (1997) (specificity of area of operation supports closure when coupled with threats)
- People v. Roche, 45 N.Y.2d 78 (1978) (agency defense factors; substantial evidence standard for defense viability)
- People v. Lam Lek Chong, 45 N.Y.2d 64 (1978) (no rigid formula; jurors rely on common sense for agency defense)
- People v. Umali, 10 N.Y.3d 417 (2008) (agency-defense framework and juror understanding of factors)
- People v. Jones, 96 N.Y.2d 213 (2001) (undercover safety nexus and closure analysis in buy-and-bust cases)
- People v. Ortiz, 76 N.Y.2d 446 (1990) (agency defense principle and philosophy)
