People v. Diaz
150 A.D.3d 60
| N.Y. App. Div. | 2017Background
- In 1989 defendant (then 19) fatally shot his 13‑year‑old half‑sister; he pled guilty in Virginia to first‑degree murder and a firearm enhancement and was sentenced to 40 years.
- Virginia required him to register under its Sex Offender and Crimes Against Minors Registry because the victim was under 15, although the crime had no sexual component.
- Upon moving to New York after parole, the New York Board applied Correction Law § 168‑a(2)(d)(ii) to require New York registration based on the out‑of‑state registry requirement.
- The Board assessed risk points and invoked an automatic override; the SORA court ultimately adjudicated defendant a Level 3 sex offender.
- The Appellate Division reviewed whether § 168‑a(2)(d)(ii), as applied, violated defendant’s substantive due process rights and annulled the sex‑offender adjudication.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether applying Correction Law § 168‑a(2)(d)(ii) to require New York SORA registration for an out‑of‑state conviction that lacks a sexual component is constitutional under the Due Process Clause | NY: The statute is rationally related to legitimate goals — preventing New York from becoming a haven for out‑of‑state sex offenders and protecting the public; Virginia’s broader registry shows a plausible legislative basis | Diaz: No reasonable relation between his nonsexual murder of a minor and SORA’s goal of protecting the public from sex offenders; Virginia’s statute covers nonsexual crimes against minors and New York has not chosen to register such murders | The statute, as applied to Diaz’s nonsexual murder of a minor (conviction in Virginia that required registration only because the victim was under 15), is not rationally related to SORA’s purpose and thus violates substantive due process; Diaz’s SORA adjudication annulled |
| Whether the court needed to resolve defendant’s challenge to his assessed risk level or override | NY: SORA process and risk assessment are reviewable; Board’s determinations addressed in proceeding | Diaz: Primary challenge was mislabeling/constitutional; risk‑level reduction secondary | Court declined to reach reduction of risk level given annulment of registration; risk‑level issue not decided |
Key Cases Cited
- People v. Knox, 12 N.Y.3d 60 (Court of Appeals) (upheld SORA registration for nonsexual kidnapping/unlawful imprisonment of minors as rationally related to SORA goals)
- People v. Liden, 19 N.Y.3d 271 (Court of Appeals) (reviewability of out‑of‑state registration determinations in SORA proceedings)
- People v. Kennedy, 7 N.Y.3d 87 (Court of Appeals) (interpreting elements of Correction Law § 168‑a(2)(d)(ii))
- People v. Alemany, 13 N.Y.3d 424 (Court of Appeals) (describing SORA’s primary government interest in protecting vulnerable populations)
- People v. Mingo, 12 N.Y.3d 563 (Court of Appeals) (SORA’s protective purpose)
- Matter of DeWine v. State of N.Y. Bd. of Examiners of Sex Offenders, 89 A.D.3d 88 (4th Dep’t) (distinguishable: involved out‑of‑state sexual offenses equivalent to New York sex crimes)
