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People v. Diaz
150 A.D.3d 60
| N.Y. App. Div. | 2017
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Background

  • In 1989 defendant (then 19) fatally shot his 13‑year‑old half‑sister; he pled guilty in Virginia to first‑degree murder and a firearm enhancement and was sentenced to 40 years.
  • Virginia required him to register under its Sex Offender and Crimes Against Minors Registry because the victim was under 15, although the crime had no sexual component.
  • Upon moving to New York after parole, the New York Board applied Correction Law § 168‑a(2)(d)(ii) to require New York registration based on the out‑of‑state registry requirement.
  • The Board assessed risk points and invoked an automatic override; the SORA court ultimately adjudicated defendant a Level 3 sex offender.
  • The Appellate Division reviewed whether § 168‑a(2)(d)(ii), as applied, violated defendant’s substantive due process rights and annulled the sex‑offender adjudication.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether applying Correction Law § 168‑a(2)(d)(ii) to require New York SORA registration for an out‑of‑state conviction that lacks a sexual component is constitutional under the Due Process Clause NY: The statute is rationally related to legitimate goals — preventing New York from becoming a haven for out‑of‑state sex offenders and protecting the public; Virginia’s broader registry shows a plausible legislative basis Diaz: No reasonable relation between his nonsexual murder of a minor and SORA’s goal of protecting the public from sex offenders; Virginia’s statute covers nonsexual crimes against minors and New York has not chosen to register such murders The statute, as applied to Diaz’s nonsexual murder of a minor (conviction in Virginia that required registration only because the victim was under 15), is not rationally related to SORA’s purpose and thus violates substantive due process; Diaz’s SORA adjudication annulled
Whether the court needed to resolve defendant’s challenge to his assessed risk level or override NY: SORA process and risk assessment are reviewable; Board’s determinations addressed in proceeding Diaz: Primary challenge was mislabeling/constitutional; risk‑level reduction secondary Court declined to reach reduction of risk level given annulment of registration; risk‑level issue not decided

Key Cases Cited

  • People v. Knox, 12 N.Y.3d 60 (Court of Appeals) (upheld SORA registration for nonsexual kidnapping/unlawful imprisonment of minors as rationally related to SORA goals)
  • People v. Liden, 19 N.Y.3d 271 (Court of Appeals) (reviewability of out‑of‑state registration determinations in SORA proceedings)
  • People v. Kennedy, 7 N.Y.3d 87 (Court of Appeals) (interpreting elements of Correction Law § 168‑a(2)(d)(ii))
  • People v. Alemany, 13 N.Y.3d 424 (Court of Appeals) (describing SORA’s primary government interest in protecting vulnerable populations)
  • People v. Mingo, 12 N.Y.3d 563 (Court of Appeals) (SORA’s protective purpose)
  • Matter of DeWine v. State of N.Y. Bd. of Examiners of Sex Offenders, 89 A.D.3d 88 (4th Dep’t) (distinguishable: involved out‑of‑state sexual offenses equivalent to New York sex crimes)
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Case Details

Case Name: People v. Diaz
Court Name: Appellate Division of the Supreme Court of the State of New York
Date Published: Apr 13, 2017
Citation: 150 A.D.3d 60
Docket Number: 99045/15 2699
Court Abbreviation: N.Y. App. Div.