280 P.3d 1269
Colo.2011Background
- Respondent, a Colorado attorney admitted in 1962 (attorney registration 01828), engaged in multiple acts harming clients Weinhauer and Mayberry, including recording a false deed of trust to secure his loan interests and pressuring for assignment to his firm Calvert & Company.
- Respondent loaned Mayberry about $150,000 across 2009–2010 without writing, informed consent, or independent counsel; used Mayberry’s house as security via a deed of trust signed only by Mayberry.
- Respondent misled Weinhauer by promising to pay medical bills and then stopping payment on two checks, while failing to notify the Weinhauers about the unpaid bills.
- Respondent represented both Mayberry and the Weinhauers in related transactions and later sought to obtain the Weinhauers’ assignment of the deed of trust to Calvert & Company, creating a concurrent conflict of interest.
- Respondent allowed non-lawyer Parrish to conduct bankruptcy filings using Respondent’s ECM login/password, with Respondent failing to supervise, review, or correct Parrish’s improper filings and communications.
- Respondent’s conduct in the Sonmez bankruptcy matters and dog-bite case involved unauthorized practice of law by Parrish, supervision failures, and beneficiary harm to clients, leading to disciplinary action.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Respondent violated the ethics rules in the Weinhauer/Mayberry matters | People contend Respondent recorded a false deed to secure his own interest and pursued a conflicting transaction. | Calvert argues no intentional misconduct; actions were in clients’ interests or inadvertent | Yes; violations established (disbarment considered). |
| Whether Respondent violated RPC 1.7(a) by representing adverse interests | Respondent represented Mayberry and Weinhauers with adverse interests during the deed transaction. | Respondent claims no ongoing representation of both parties or no conflict. | Yes; concurrent conflict shown and favored disbarment. |
| Whether Respondent violated RPC 8.4(c) by dishonest conduct | Recording the deed of trust was fraudulent and misrepresented payment of bills. | Recordation was in good faith per Kantor’s instructions; misstatements denied. | Yes; fraud evidenced; violated 8.4(a) and (c). |
| Whether Respondent violated RPC 5.5/5.8 by supervising non-lawyer Parrish | Respondent improperly allowed Parrish to practice law and file bankruptcy using his credentials. | Respondent asserts minimal responsibility; Parrish acted independently. | Yes; supervision violated 5.5 and 5.3, constituting misconduct. |
| Whether Respondent’s conduct in the Sonmez matters warranted discipline and the appropriate sanction | Respondent knowingly facilitated unauthorized practice and failed to supervise, injuring clients. | Mitigating factors exist; remorse and rehabilitation arguments raised. | Disbarment warranted under ABA Standards; pattern of misconduct and aggravating factors. |
Key Cases Cited
- People v. Rudman, 948 P.2d 1022 (Colo. 1997) (disbarment/sanctions for dishonesty and deceit in handling client assets (context))
- People v. Vigil, 770 P.2d 402 (Colo. 1989) (disbarment in cases involving multiple aggravating factors and deceit)
- People v. Stewart, 892 P.2d 875 (Colo. 1995) (suspension for unauthorized practice and neglect; distinguishing mitigating factors)
- In re Easier, 275 S.C. 269, 269 S.E.2d 765 (S.C. 1980) (fraudulent sale/transfer involving attorney; disbarment considerations)
- Coppola v. Maryland, 19 A.3d 431 (Md. 2011) (disbarment for forging signatures on estate documents in distress context)
- In re Felker, (Colo. Supreme Court authority cited) (Colo. (contextual)) (disbarment/serious misconduct framework (ABA standards reference))
- People v. Reynolds, 933 P.2d 1295 (Colo. 1997) (unauthorized practice of law by non-lawyer assistance; supervision concerns)
- In re Easier, 275 S.C. 269, 269 S.E.2d 765 (S.C. 1980) (illustrative for non-lawyer involvement and disbarment)
