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212 Cal. App. 4th 150
Cal. Ct. App.
2012
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Background

  • Bauer pled guilty to lewd and lascivious conduct with a child under 14 in 2010 and was placed on five years' probation with conditions and sex offender registration.
  • Six weeks after sentencing, Bauer allegedly violated probation and was arraigned on the violation; he represented himself and his right to counsel was not shown to have been advised.
  • At the probation violation hearing, the court noted a potential absconding violation and allowed Bauer to contest, with evidence of contact with a minor in a public setting as a probation violation.
  • The court found sufficient evidence of contact with a minor but not for absconding; it ordered a 90-day evaluation under 1203.03 and continued sentencing.
  • A separate sentencing hearing occurred about three months later; Bauer represented himself and was not shown to have been advised of right to appointed counsel or dangers of self-representation.
  • The court ultimately denied probation and sentenced Bauer to six years in state prison.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Right to counsel at probation revocation and deferred sentencing Bauer did not receive counsel advisement at revocation/sentencing. prior advisements in the initial proceeding sufficed under Crayton; readvisement not required. Reversed conditionally; error requires remand for proper admonishments and waiver.
Effect of Crayton readvisement on this case Crayton shows readvisement required when rights aren’t previously addressed. Crayton applies only within a unified proceeding; here probation revocation is distinct. Crayton not controlling; due process requires separate advisement at these hearings.
Remedy for the right-to-counsel error Higher chance of prejudice if counsel not provided at revocation/sentencing. Harmless error standard should apply if record shows waiver or awareness. Reversal conditioned on Bauer electing counsel; otherwise reimposition of probation/six-year sentence.

Key Cases Cited

  • People v. Crayton, 28 Cal.4th 346 (Cal. 2002) (readvisement not required absent statutory mandate; waiver continuity)
  • People v. Hall, 218 Cal.App.3d 1102 (Cal. App. 1990) (right to counsel at probation revocation/deferred sentencing; Faretta warnings needed)
  • Gagnon v. Scarpelli, 411 U.S. 778 (U.S. 1973) (due process right to counsel at probation revocation; case-by-case basis)
  • In re Reno, 55 Cal.4th 428 (Cal. 2012) (recognizes right to counsel at probation revocation proceedings)
  • In re Turrieta, 54 Cal.2d 816 (Cal. 1960) (earlier admonishments do not substitute for later readvisement)
  • People v. Sohrab, 59 Cal.App.4th 89 (Cal. App. 1997) (distinguishes situations where readvisement is required)
  • Black v. Romano, 471 U.S. 606 (U.S. 1985) (due process requires notice, evidence disclosure, opportunity to be heard)
Read the full case

Case Details

Case Name: People v. Bauer
Court Name: California Court of Appeal
Date Published: Dec 19, 2012
Citations: 212 Cal. App. 4th 150; 150 Cal. Rptr. 3d 804; 2012 Cal. App. LEXIS 1288; No. D060346
Docket Number: No. D060346
Court Abbreviation: Cal. Ct. App.
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