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99 A.D.3d 408
N.Y. App. Div.
2012
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Background

  • To establish ineffective assistance, defendant must show deficient performance and prejudice under Strickland.
  • Padilla v. Kentucky held counsel must advise on immigration consequences of a guilty plea.
  • Defendant moved to vacate, alleging no advice about deportation and other immigration consequences.
  • Court concludes Padilla is retroactive; Teague framework governs retroactivity, with new vs old rule analysis.
  • Prior to Padilla, deportation was a collateral consequence; misadvice could be ineffective under Strickland.
  • Court notes plea occurred on December 23, 1996 and expresses no opinion on Padilla’s applicability to pre-1996 pleas; applying Padilla retroactively requires a hearing on advice given and prejudice under Hill v. Lockhart.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Is Padilla retroactive under Teague v. Lane? Padilla should be retroactive. Not explicitly presented in text; Teague analysis governs. Yes; Padilla applied retroactively.
Does Padilla apply to deportation immigration advice under Strickland? Padilla expands counsel’s duty to advise on immigration consequences. Not explicitly stated; focus is on retroactivity and application of Strickland. Padilla applies Strickland to deportation guidance.
What is the proper rule for applying Padilla to pre- or post-1996 pleas? Padilla should apply as clarified rule. Court reserves opinion on pre-1996 pleas. Court applies Padilla retroactively but notes uncertainty for pre-1996 pleas.
What remedy is required after retroactive Padilla application? A hearing to assess advised consequences and prejudice. Not specified beyond hearing necessity. Hearing required on advice given and whether prejudice existed under Hill v. Lockhart.

Key Cases Cited

  • Padilla v. Kentucky, 559 U.S. 356 (2010) (counsel must advise on immigration consequences of a guilty plea)
  • Teague v. Lane, 489 U.S. 288 (1989) (new vs old rule; retroactivity framework)
  • Eastman, 85 N.Y.2d 265 (1995) (well-established constitutional principles; retroactivity analysis)
  • United States v. Orocio, 645 F.3d 630 (3d Cir. 2011) (Padilla clarifies application to deportation advice; old rule)
  • Hill v. Lockhart, 474 U.S. 52 (1985) (prejudice standard for guilty-plea ineffectiveness)
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Case Details

Case Name: People v. Baret
Court Name: Appellate Division of the Supreme Court of the State of New York
Date Published: Oct 2, 2012
Citations: 99 A.D.3d 408; 952 N.Y.2d 108
Court Abbreviation: N.Y. App. Div.
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