People v. Arriaga
58 Cal. 4th 950
| Cal. | 2014Background
- Arriaga, a Mexican native, pled guilty in 1986 to possessing a sawed-off shotgun, a crime with potential deportation consequences for noncitizens.
- In 2010, after federal immigration actions began against him, Arriaga moved to vacate the conviction, claiming he was not advised of immigration consequences.
- The reporter’s transcript was destroyed; the plea minute order showed a checked box stating the defendant was advised of possible effects on alien/citizenship status, but was silent on specific consequences (deportation, exclusion, naturalization).
- A statutory presumption of nonadvisement arose under § 1016.5(b) because the record didn’t clearly show the advisements were given.
- Prosecution presented Hofman, the former prosecutor, who testified he routinely advised on immigration consequences; the trial court credited this and denied the motion to vacate; the Court of Appeal reversed in part and upheld on other grounds, leading to discretionary review.
- During the course of litigation, Arriaga obtained United States citizenship, but the court proceeded to decide issues of certified appealability and standard of proof nonetheless.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Is a certificate of probable cause required to appeal a denial of a section 1016.5 motion to vacate? | Arriaga (AG) argues a certificate is required per section 1237.5 for such appeals. | Arriaga contends no certificate is needed for appeals under section 1237(b) because this is an appeal from a postjudgment order. | No certificate required for 1016.5 appeal. |
| What standard of proof must rebut the presumption of nonadvisement under §1016.5(b)? | Prosecution must prove advisements by clear and convincing evidence. | Preponderance of the evidence suffices to rebut the presumption. | Preponderance of the evidence governs rebuttal. |
Key Cases Cited
- People v. Totari, 28 Cal.4th 876 (Cal. 2002) (appealability of denial of 1016.5 motion under §1237; framework for final judgments)
- People v. Johnson, 47 Cal.4th 668 (Cal. 2009) (probable cause certificate requirement; distinctions for appellate types)
- Placencia, 194 Cal.App.4th 489 (Cal. App. 2011) (certificate of probable cause requirement for 1016.5 appeals)
- People v. Martinez, 57 Cal.4th 555 (Cal. 2013) (three-part test for 1016.5 relief; burden on movant)
- People v. Dubon, 90 Cal.App.4th 944 (Cal. App. 2001) (presumption is rebuttable in 1016.5 context)
- People v. Zamudio, 23 Cal.4th 183 (Cal. 2000) (substantial rights and immigration advisements context)
- Woodby v. Immigration Service, 385 U.S. 276 (U.S. 1966) (deportation standard requires clear, unequivocal, convincing evidence in immigration grounds (analogical reference))
- People v. Jimenez, 21 Cal.3d 595 (Cal. 1978) (burden of proof considerations in various adjudications)
- People v. Carroll, 45 Cal.4th 1078 (Cal. 2009) (collateral attack burden and presumption principles (referenced in discussion of proof standards))
