People v. Alvarez CA6
H050620
Cal. Ct. App.Sep 18, 2023Background:
- Bryan Alvarez pleaded no contest to one felony count for carrying a loaded concealed firearm while not listed as the registered owner; the court suspended sentence and placed him on probation with 60 days jail.
- Alvarez’s demurrer claiming the controlling Penal Code statute violated the Second Amendment was overruled; he obtained a certificate of probable cause to appeal that ruling.
- Alvarez argued California’s concealed-carry licensing statutes (including "good cause," "may issue," and "good moral character" provisions) are facially unconstitutional under New York State Rifle & Pistol Ass'n v. Bruen.
- The Attorney General conceded California’s "good cause" requirement is unconstitutional under Bruen, asserted it is severable and no longer enforced, and maintained the remaining licensing requirements remain lawful.
- The Court of Appeal assumed without deciding Alvarez had standing to bring a facial challenge but held his challenge fails because the unconstitutional ‘‘good cause’’ provision is severable and the remainder of the licensing regime can constitutionally support criminal liability for unlicensed concealed carry.
- The court distinguished First Amendment permit cases (Shuttlesworth, Staub) and denied retroactive relief, affirming Alvarez’s conviction.
Issues:
| Issue | Plaintiff's Argument (People) | Defendant's Argument (Alvarez) | Held |
|---|---|---|---|
| Whether California’s concealed-carry licensing statutes violate the Second Amendment (facial challenge) | "Good cause" is unconstitutional but severable; remaining licensing requirements are consistent with Bruen and constitutional | Entire licensing scheme (including may-issue and good moral character) is facially invalid under Bruen | The challenge fails; only "good cause" is invalid and severable; conviction upheld |
| Standing to bring a facial Second Amendment challenge | Alvarez lacks standing unless he shows he would have obtained a license but for the unconstitutional provision | Facial challenge does not require individualized proof of eligibility; Alvarez has standing | Court assumed standing for purposes of decision but resolved the case on the merits against Alvarez |
| Whether the existence of an unconstitutional permit provision requires reversing past convictions (retroactivity/severability) | Severability preserves licensing scheme; removal of bad provision does not retroactively void convictions for failing to comply with remaining valid requirements | Relies on Staub and Shuttlesworth: an unconstitutional licensing regime allows defendants to ignore the permit and void convictions | Distinguished Staub/Shuttlesworth; here the defect was severable and substantial licensing requirements remained, so conviction stands |
| Validity of "may-issue" and "good moral character" language post-Bruen | Bruen does not forbid objective licensing criteria or similar language; such provisions can remain | Challenges to these provisions as facially invalid under Bruen | Court rejected Alvarez’s challenge to those provisions; they may survive Bruen when applied as objective criteria |
Key Cases Cited
- New York State Rifle & Pistol Ass'n, Inc. v. Bruen, 142 S. Ct. 2111 (2022) (holds carry outside the home is protected and government must show historical tradition to justify modern restrictions; invalidates licensing regimes requiring a special need)
- Shuttlesworth v. City of Birmingham, 394 U.S. 147 (1969) (invalidates discretionary permit regimes as unconstitutional prior restraints on free expression; defendant may ignore such permits)
- Staub v. City of Baxley, 355 U.S. 313 (1958) (refuses standing denial where ordinance facially violates constitution and reverses conviction under an invalid permitting scheme)
- In re D.L., 93 Cal.App.5th 144 (2023) (California court holds good-cause requirement severable and upholds constitutionality of prosecuting unlicensed public carry)
- People v. Alexander, 91 Cal.App.5th 469 (2023) (explains de novo review for statutory interpretation and constitutional questions)
